A complete list of active advisors currently associated with Split Rock Private Trading and Wealth Management LLC

Warmer can help you find a great advisor at Split Rock Private Trading and Wealth Management LLC or one who fits your needs even better.

Split Rock Private Trading and Wealth Management LLC serves individuals (including high net worth clients), pension plans, and an investment company, and provides ongoing portfolio management through separately managed accounts. The firm prepares an Investment Policy Statement for each client and generally manages accounts on a discretionary basis. Split Rock’s investment approach blends charting, fundamental, technical, and cyclical analysis and uses both long-term and short-term trading strategies; it may employ short sales, margin, and options in appropriate accounts, which can increase risk. The firm monitors accounts continuously and rebalances portfolios as needed, and it acts as a fiduciary when advising retirement accounts. What is distinctive is that Split Rock acts as the investment manager to an exchange-traded fund (the North Shore Equity Rotation ETF, ticker KOOL) and receives a portion of the fund’s expense ratio, and it also licenses a model portfolio on the Interactive Advisors platform for which it receives compensation—arrangements that are uncommon among similar team firms and are disclosed as potential conflicts. The brochure also discloses related-party activities (owners’ real estate holdings) and that some supervised persons are licensed to sell commissionable insurance products, affiliations the firm says are not solicited to clients.

To learn more about the advisors currently working at Split Rock Private Trading and Wealth Management LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.