Sound Income Strategies, LLC

Sound Income Strategies, LLC is an enterprise investment adviser that manages roughly $4.0 billion in client assets and serves individuals (both non‑HNW and HNW), pension and profit‑sharing plans, trusts and estates, corporations, and other registered investment advisers. The firm offers discretionary and non‑discretionary asset management, financial planning, ERISA plan services (3(21) and 3(38)), co‑advisory and sub‑advisory relationships, and insurance planning through its affiliated channels.

The firm constructs customized managed portfolios and emphasizes fixed‑income analysis alongside equity fundamental and technical review, with an explicit process of swapping holdings to lower duration or credit risk, or to increase yield when appropriate. SIS may allocate assets to unaffiliated sub‑advisors, acts as sub‑advisor to two listed ETFs, and generally uses large custodians and institutional trading arrangements to execute and monitor client accounts.

Distinctive features include a high client load per adviser (well over 200 clients per advisor), reflecting a scalable advisor network model supported by affiliated business lines and training, and a suite of services that extend to sub‑advisory ETF management and a small, specialized family‑office style offering for clients with special needs. The firm also operates with advisers who in many cases hold insurance licenses and, in a limited number of cases, broker‑dealer registrations, arrangements that the brochure identifies as creating potential conflicts of interest and that the firm discloses and supervises.