A complete list of active advisors currently associated with Santa Cruz Wealth Management Inc.

Warmer can help you find a great advisor at Santa Cruz Wealth Management Inc. or one who fits your needs even better.

The firm provides personalized ongoing financial planning and investment management to individuals, high‑net‑worth clients, pension and profit‑sharing plans, trusts, estates, charitable organizations and small businesses, and it also acts as an ERISA plan administrator and 401(k) design and consulting provider. It manages approximately $3 million in non‑discretionary assets across about 15 client relationships and offers additional non‑investment consulting and due‑diligence services. The investment approach emphasizes strategic asset allocation using diversified, passively managed mutual funds and exchange‑traded funds, grounded in Modern Portfolio Theory and documented in Investment Policy Statements; the firm operates primarily on a non‑discretionary basis and uses a limited trading authorization to execute client‑approved trades. Engagements range from one‑time financial plans to ongoing planning and investment management, with quarterly reporting, periodic reviews, and integrated work on cash flow, retirement, tax, insurance and estate planning matters. Compared with many small independent advisers, the firm publishes periodicals and runs educational seminars and workshops, and the advisor also holds an insurance license and may provide insurance‑related advice or referrals. The firm’s service mix is further differentiated by its institutional work — pension consulting and acting as a 3(16) plan administrator — and by offering compliance and due‑diligence consulting based on prior industry compliance experience.

To learn more about the advisors currently working at Santa Cruz Wealth Management Inc., click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.