Rubicon Advisors

Rubicon Advisors serves individual and high‑net‑worth clients across the U.S., offering ongoing portfolio management, financial planning, estate and retirement planning, and employer retirement plan consulting. The firm delivers these services primarily through custodial Strategic Wealth Management accounts at LPL and also provides standalone financial plans and ERISA‑compliant plan consulting.

The firm’s investment process begins with documenting clients’ financial goals and risk tolerance and proceeds to tailored asset‑allocation and portfolio construction, with regular monitoring and periodic rebalancing. Portfolios may include individual stocks and bonds, ETFs, mutual funds, options, and private or alternative securities, and advisers may implement strategies via a range of LPL‑sponsored programs, including algorithmic model portfolios and third‑party managers.

A relatively uncommon feature for a multi‑advisor firm is that several representatives are Certified Public Accountants who may provide income tax preparation and accounting services under separate engagement agreements, enabling closer coordination of tax and investment advice. The firm is dually registered with LPL and discloses its receipt of certain custodian‑provided marketing and practice‑support services and Transition Assistance, which it describes and manages through disclosure and its fiduciary processes.