John Winn
Advisor at Rubicon Advisors
Updated today
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Rubicon Advisors
Location
Redding, CA 96001
Credentials
Series 63, Series 66
Industry experience
15 years
About
John Winn is a financial advisor at Rubicon Advisors with 15 years of industry experience. He holds Series 63 and Series 66 licenses and has worked at Rubicon Advisors and LPL Financial since 2017, following prior roles at Wells Fargo Advisors and Wells Fargo Clearing Services. Outside of advising, he serves as a board member for Ducks Unlimited, a nonprofit organization. Rubicon Advisors serves individual and high-net-worth clients nationwide, providing portfolio management, financial planning, estate and retirement planning, and employer retirement plan consulting. The firm’s investment approach involves tailored asset allocation and portfolio construction based on clients’ goals and risk tolerance, utilizing a range of investment vehicles and LPL-sponsored programs. Several advisors at the firm are Certified Public Accountants, offering integrated tax and investment services.
Client services
Based on Rubicon Advisors
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Expertise
Based on Rubicon Advisors
College savings (529s, UTMA, etc.)
Options & derivatives strategies
Private / alternative investments
Fee options
Flat fees up to $5,000 for financial planning and consulting services
$0+: Up to 1.75% $0+: Up to 1.80% (LPL Sponsored Advisory Programs, varying by program) $15,000+: Up to 1.80% (Optimum Market Portfolios Program) $25,000+: Up to 1.80% (Model Wealth Portfolios Program) $100,000+: Up to 1.80% (Manager Access Select Program, minimum may vary) $250,000+: Up to 1.80% (Personal Wealth Portfolios Program) $5,000+: Up to 1.35% (Guided Wealth Portfolios Program)
Representatives may accept commissions from sale of securities and mutual fund trail fees
Hourly fees up to $350/hour for financial planning and consulting services
Fee-only: Hourly fees up to $350/hour; flat fees up to $5,000; financial planning retainer not exceeding $1,200 when services cannot be rendered within 6 months
Location
1260 Pine Street
Redding, CA 96001
Most active in
John W has reported serving >5 clients in these states in the last 12 months.
California · Texas
Work history
Rubicon Advisors, GP
2017 - Present (9 years)
LPL Financial, llc
2017 - Present (9 years)
Wells Fargo Clearing
2016 - 2017 (1 year)
Wells Fargo Advisors, Llc
2014 - 2016 (2 years)
Disclosures
Disclosures include customer complaints, regulatory actions, employment terminations, bankruptcies, and certain legal protections.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Richard K
CFP®, Series 65
Redding, CA
Ric Komarek, CFP
Garet T
Series 65, Series 66
Palo Cedro, CA
Alpha Initiative
Wesley J
Series 65
Redding, CA
WJ Consulting LLC
Glenn R
Series 63, Series 65
Redding, CA
GSR Capital Management, Inc.
Darien C
Series 66
Redding, CA
Parallel Wealth Management
Patrick M
Series 65
Redding, CA
Retirement Lifestyles Advisory Group
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")