Rose Capital Advisors, LLC

Michael Rose is a CFP® with 28 years of industry experience and currently serves as an advisor at Rose Capital Advisors, LLC in Miami Beach, FL. He has been with Rose Capital Advisors and Saxony Securities since 2014. Outside of his advisory role, he provides consulting services to Castellan Holdings Manager, LLC. Rose Capital Advisors offers investment advisory and financial planning services to individuals, families, and small businesses, with a focus on a bottom-up, fundamental investment process that incorporates technical indicators and both long- and short-term trading strategies. The firm also acts as a private fund adviser and fund-of-fund manager, serving a significant non-U.S. client base and managing wrap fee investment programs.

Robert Hill is a financial advisor at Rose Capital Advisors, LLC with 33 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Morgan Stanley, Bank of America, and Merrill Lynch. Hill is also a licensed independent insurance agent specializing in non-variable life and health insurance. Rose Capital Advisors provides investment advisory and financial planning services to individuals, families, and small businesses, as well as advising pooled investment vehicles. The firm employs a bottom-up, fundamental investment approach combined with technical indicators for trade timing and manages both long- and short-term trading strategies.

Mitchell Romano is a financial advisor with Rose Capital Advisors, LLC, holding a Series 66 designation and 18 years of industry experience. He has worked at Rose Capital Advisors since 2015 and has been affiliated with Saxony Securities since 2014. Romano also serves as the Director of Operations for Rose Capital Advisors' registered investment advisory business. Rose Capital Advisors provides investment advisory and financial planning services to individuals, families, small businesses, and pooled investment vehicles. The firm employs a bottom-up, fundamental investment approach combined with technical indicators for trade timing and manages both long- and short-term trading strategies, including a focus on fund-of-funds due diligence and oversight.

Roberto Lizama is a financial advisor with Rose Capital Advisors, LLC, holding Series 63 and Series 65 licenses and bringing 28 years of industry experience. He has worked at Rose Capital Advisors and Saxony Securities since 2020 and manages MSP Recovery, LLC, where he oversees data onboarding and analysis for Medicare and Medicaid Secondary Payer recoveries. Rose Capital Advisors provides investment advisory and financial planning services to individuals, families, and small businesses, with a focus on a bottom-up, fundamental investment approach combined with technical indicators and manager due diligence. The firm serves a significant non-U.S. client base and acts as a private fund adviser and fund-of-fund manager, offering both performance-based and traditional asset-based fee structures.

Ashley Kulju is a financial advisor at Rose Capital Advisors, LLC with 14 years of industry experience. She holds Series 63 and Series 65 licenses and has worked at Rose Capital Advisors since 2018. In addition to her advisory role, she is a licensed real estate agent and owner of Ashley Kulju, PA, a real estate business operating under Iconic Properties, Inc. Rose Capital Advisors provides investment advisory and financial planning services to individuals, families, and small businesses, including high-net-worth clients. The firm employs a bottom-up, fundamental investment process combined with technical indicators and manages both individual portfolios and private fund-of-funds, offering discretionary wrap fee programs and performance-based fee structures.

Shummi Jindal is a financial advisor at Rose Capital Advisors, LLC with over a decade of industry experience. He holds the Series 65 designation and previously worked at Hudson Park Management and Hudson Park Advisors LLC, where he spent 14 and 10 years respectively. Rose Capital Advisors provides investment advisory and financial planning services to individuals, families, and small businesses, with a focus on a bottom-up, fundamental investment process combined with technical indicators for trade timing. The firm also acts as a private fund adviser and fund-of-fund manager, serving a significant non-U.S. client base and employing both performance-based and asset-based fee structures.

Jonathan Binns is a financial advisor at Rose Capital Advisors, LLC with six years of industry experience. He holds the Series 66 designation and has worked with Rose Capital Advisors and Saxony Securities, Inc. since 2019. Rose Capital Advisors provides investment advisory and financial planning services to individuals, families, small businesses, and pooled investment vehicles. The firm employs a bottom-up, fundamental investment process combined with technical indicators and offers portfolio management, financial planning, and wrap fee programs, with a notable focus on private fund advising and fund-of-fund management.

Annamalai Ramaswamy is a financial advisor at Rose Capital Advisors, LLC in New York, NY, with 13 years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at Neuberger Berman BD LLC and Goldman, Sachs & Co. among other firms. His background also includes roles at Banyan Bridge Technology, Banyan Bridge Consulting LLC, and Investapeak, LLC. Rose Capital Advisors provides investment advisory and financial planning services to individuals, families, and small businesses, as well as advising pooled investment vehicles. The firm uses a bottom-up, fundamental investment process combined with technical indicators and offers both long- and short-term trading strategies, with a focus on manager due diligence and oversight in fund-of-funds management.

Brendan Reardon is a financial advisor at Rose Capital Advisors, LLC with 15 years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at Russell Investments and Russell Implementation Services Inc. He serves as an informal advisor to Beeken Biomedical and is on the board of directors for Black Dog Enterprises, LLC. Rose Capital Advisors provides investment advisory and financial planning services to individuals, families, and small businesses, with a focus on a bottom-up, fundamental investment process that includes both long- and short-term trading strategies. The firm is notable for its role as a private fund adviser and fund-of-fund manager, serving a significant non-U.S. client base and employing performance-based fees for qualified clients.

Jamel Gordon is a CFP® professional with 16 years of industry experience, currently serving at Rose Capital Advisors, LLC. His prior experience includes roles at Saxony Securities Inc., Provenance Wealth Advisors, Raymond James Financial Services, and Edward Jones. Rose Capital Advisors provides investment advisory and financial planning services to individuals, families, and small businesses, with a focus on a bottom-up fundamental investment approach that integrates technical indicators for trade timing. The firm also acts as a private fund adviser and fund-of-fund manager, serving a notable non-U.S. client base and employing both performance-based and traditional asset-based fee structures.