Brendan Reardon
Advisor at Rose Capital Advisors, LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Advisor at Rose Capital Advisors, LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Location
East Falmouth, MA
Credentials
Series 63, Series 65
Industry experience
15 years
Brendan Reardon is a financial advisor at Rose Capital Advisors, LLC with 15 years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at Russell Investments and Russell Implementation Services Inc. He serves as an informal advisor to Beeken Biomedical and is on the board of directors for Black Dog Enterprises, LLC. Rose Capital Advisors provides investment advisory and financial planning services to individuals, families, and small businesses, with a focus on a bottom-up, fundamental investment process that includes both long- and short-term trading strategies. The firm is notable for its role as a private fund adviser and fund-of-fund manager, serving a significant non-U.S. client base and employing performance-based fees for qualified clients.
Based on Rose Capital Advisors, LLC
Based on Rose Capital Advisors, LLC
Up to $20,000 per quarter for fixed fee financial planning and consulting services (negotiable)
Certain supervised persons receive commissions for securities brokerage and insurance sales separate from advisory fees
Up to $500 per hour for financial planning and consulting services
Performance-based fees up to 5% of annual gross profits on Funds after 8% hurdle rate; also performance fees charged by underlying portfolio funds (1%-2% annualized plus 10%-35% incentive allocations)
Fee-only: Hourly fees up to $500 per hour; Fixed fees up to $20,000 per quarter (negotiable)
East Falmouth, MA
Massachusetts · Vermont
Rose Capital Advisors, LLC
2022 - Present (4 years)
Saxony Securities, Inc.
2022 - Present (4 years)
Russell Implementation Services Inc. Part Of Russell Investments
2016 - 2022 (6 years)
Russell Investments
2010 - 2022 (12 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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