Roland Financial Wealth Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$69,234,479
Total clients
341
1% high-net worth
Total advisors
3
of 5 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
114
Average account size
$203,034
About
Roland Financial Wealth Management LLC provides discretionary and non-discretionary asset management, financial planning, and consulting primarily to individual and high net worth clients. The firm reports about $69.2 million in discretionary assets under management across roughly 341 client relationships and operates with a small advisor team.
The firm customizes investment programs to clients’ stated goals, time horizons and risk tolerances, using fundamental, technical and charting analysis to inform security selection and asset allocation. It may appoint third‑party sub‑advisors to manage all or part of client portfolios, conducts periodic (quarterly) account reviews, and reviews accounts for rebalancing and tax‑loss harvesting opportunities.
Distinctive aspects of the firm include offering public educational seminars and workshops (presented as educational only and offered for a modest fee), a service that is uncommon among similarly sized advisers. The firm’s principals also operate an affiliated insurance business and devote material time to insurance activities; they may offer insurance products and receive separate insurance compensation, a conflict the firm says it mitigates through disclosures, procedures and its fiduciary obligations.
Client services
Expertise
Fee options
$0+: 1.00% annually (Income Conservative Portfolio) $0+: 1.50% annually (Income Portfolio) $0+: 1.75% annually (Balanced Portfolio) $0+: 1.75% annually (Growth Portfolio) $0+: 2.00% annually (Tactical Portfolio)
$350/hour for financial planning
Account minimum: $100,000 Fee-only: $350/hour for financial planning
Main office location
Roland Financial Wealth Management LLC
3910 Caughey Rd, Suite 140
Erie PA 16506, United States
Number of offices
1
Most active in
Pennsylvania
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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