Advisor at Roland Financial Wealth Management LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Roland Financial Wealth Management LLC
Location
Erie, PA 16506
Credentials
Series 66
Industry experience
11 years
James Keller is a financial advisor with Roland Financial Wealth Management LLC in Erie, PA, holding a Series 66 designation and 11 years of industry experience. He has worked at several firms, including AE Wealth Management and TD Ameritrade. Keller is also involved in insurance sales through Roland Financial. Roland Financial Wealth Management LLC provides asset management, financial planning, and consulting services primarily to individual and high net worth clients. The firm customizes investment programs based on clients’ goals and risk tolerances and offers educational seminars in addition to managing approximately $69.2 million in discretionary assets.
Based on Roland Financial Wealth Management LLC
Based on Roland Financial Wealth Management LLC
$0+: 1.00% annually (Income Conservative Portfolio) $0+: 1.50% annually (Income Portfolio) $0+: 1.75% annually (Balanced Portfolio) $0+: 1.75% annually (Growth Portfolio) $0+: 2.00% annually (Tactical Portfolio)
$350/hour for financial planning
Account minimum: $100,000 Fee-only: $350/hour for financial planning
3910 Caughey Rd, Suite 140
Erie, PA 16506
Pennsylvania
Roland Financial Wealth Management LLC
2021 - Present (5 years)
AE Wealth Management, LLC
2019 - 2022 (3 years)
Roland Financial LLC
2019 - Present (7 years)
TD Ameritrade, Inc.
2018 - 2019 (1 year)
TD Ameritrade Investment Management, LLC
2018 - 2019 (1 year)
TD Ameritrade, Inc.;
2018 - 2019 (1 year)
OneAmerica Securities, Inc.
2016 - 2018 (2 years)
American United Life
2016 - 2018 (2 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 63, Series 65
Erie, PA
Marsden Capital Management, LLC.
Series 63, Series 65
Erie, PA
Evanoff Financial Advisors
CFP®, CFA®, Series 65
Erie, PA
Robbins Wealth Management
Series 65
Erie, PA
Robbins Wealth Management
CFA®
Erie, PA
Bishop & Company Investment Management, LLC
ChFC®, Series 63, Series 65
Erie, PA
Provident Wealth Management Inc
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")