ROCKEFELLER FINANCIAL Llc

Rockefeller Financial LLC serves ultra‑high and high‑net‑worth individuals, families, family offices, charities, corporations and retirement plans, delivering wealth management, financial planning, discretionary and non‑discretionary portfolio management, and retirement plan consulting. The firm is an SEC‑registered investment adviser and a registered broker‑dealer and offers integrated services through affiliated trust and insurance entities as well as brokerage and placement capabilities.

Clients work with a designated Private Advisor who helps define goals, establishes asset‑allocation frameworks, and implements strategies using in‑house and third‑party managers, sub‑advisory relationships, separately managed account options and a wrap‑fee advisory program. Rockefeller Financial also provides access to alternative and private investments (including acting as a placement agent and using access‑fund structures) and retirement participant managed accounts, while documenting due diligence and supervisory processes for manager selection and client reporting.

What distinguishes Rockefeller Financial among large enterprise firms is its recapitalized ownership structure with significant institutional minority owners (including large investment firms), its active role as distributor and placement agent for private funds and access vehicles, and the firm’s integration of wealth, trust, and insurance capabilities under the Rockefeller Global Family Office platform. These features create additional revenue relationships and potential conflicts — the brochure discloses placement, distribution and revenue‑sharing arrangements and describes policies and oversight intended to mitigate those conflicts.