Kathy Dyer is a financial advisor at Rockefeller Capital Management with 10 years of industry experience. She holds Series 63 and Series 65 licenses and has previously worked at Morgan Stanley Private Bank and Ironview Capital Management LLC. Outside of her advisory role, she holds a limited partnership interest in a land development and hotel ownership venture in Florida. Rockefeller Capital Management is an enterprise firm serving a diverse client base with a focus on integrated wealth management and investment advisory services.

Harrison Dale is a financial advisor at Rockefeller Financial LLC with six years of industry experience. He holds a Series 66 designation and previously worked at First Republic Securities Company, First Republic Investment Management, BNY Mellon, and Commonwealth Diagnostics. He studied at Columbia University in New York City from 2015 to 2019. Rockefeller Financial LLC serves ultra-high and high-net-worth individuals, families, family offices, charities, corporations, and retirement plans, offering wealth management, financial planning, portfolio management, and retirement plan consulting. The firm provides integrated services through affiliated trust and insurance entities, brokerage, and placement capabilities.

Steven Guan is a financial advisor at Rockefeller Financial LLC with one year of industry experience. He holds a Series 66 designation and previously worked at Centaurus Financial Inc. and has an academic background from UC Berkeley. Rockefeller Financial LLC serves ultra-high and high-net-worth individuals, families, family offices, charities, corporations, and retirement plans, providing wealth management, financial planning, portfolio management, and retirement plan consulting through a designated Private Advisor and access to a range of investment options including alternative and private investments.

Scott Rosenblum is a financial advisor at Rockefeller Financial LLC with 20 years of industry experience. He holds a Series 66 designation and previously worked at Bank of America, N.A. for 14 years before joining Rockefeller Capital Management and Rockefeller Financial LLC in 2025. Rockefeller Financial LLC serves ultra-high and high-net-worth individuals, families, family offices, charities, corporations, and retirement plans, offering wealth management, financial planning, discretionary and non-discretionary portfolio management, and retirement plan consulting. The firm provides integrated services through affiliated trust and insurance entities and offers access to alternative and private investments alongside traditional asset management solutions.

Brian Malloy is a financial advisor with Rockefeller Capital Management, holding a Series 66 designation and 14 years of industry experience. His prior roles include positions at Morgan Stanley and Morgan Stanley Private Bank, N.A. He has been with Rockefeller Capital Management since 2024. Rockefeller Capital Management is an enterprise firm with 157 advisors, providing wealth management and financial advisory services.

Leam Cohen is a financial advisor at Rockefeller Financial LLC with five years of industry experience. He holds a Series 66 designation and previously worked at Morgan Stanley and WarnerMedia. Rockefeller Financial LLC serves ultra-high and high-net-worth individuals, families, family offices, charities, corporations, and retirement plans, offering wealth management, financial planning, portfolio management, and retirement plan consulting through a designated Private Advisor and a range of investment options.

Ka'jalene Kirkland is a financial advisor at Rockefeller Financial LLC with two years of industry experience. She holds a Series 66 designation and has prior work experience at Spelman College and Winder-Barrow High School. Rockefeller Financial LLC serves ultra-high and high-net-worth individuals, families, family offices, charities, corporations, and retirement plans, providing wealth management, financial planning, portfolio management, and retirement plan consulting. The firm offers integrated services through affiliated trust and insurance entities and is noted for its institutional ownership structure and role as a distributor and placement agent for private funds.

Louisa Thompson is a financial advisor at Rockefeller Financial LLC in New York, NY, holding a Series 66 designation. She joined Rockefeller Financial and Rockefeller Capital Management in 2025. Prior to her advisory role, she worked at Colgate University, Hackley School, and Scarsdale Middle School. Rockefeller Financial LLC serves ultra-high and high-net-worth individuals, families, family offices, charities, corporations, and retirement plans, offering wealth management, financial planning, portfolio management, and retirement plan consulting. The firm integrates wealth, trust, and insurance services and provides access to alternative and private investments through a comprehensive platform.

Matthew Jorgensen is a financial advisor at Rockefeller Financial LLC with four years of industry experience. He holds Series 63 and Series 65 licenses and has worked at firms including HQ Digital LLC, First Republic Investment Management, and Morgan Stanley. Rockefeller Financial LLC serves ultra-high and high-net-worth individuals, families, family offices, charities, corporations, and retirement plans, offering wealth management, financial planning, portfolio management, and retirement plan consulting. The firm combines wealth, trust, and insurance services through the Rockefeller Global Family Office platform and provides access to alternative and private investments.

Scott Stewart is a financial advisor at Rockefeller Financial LLC with 11 years of industry experience. He holds the Series 66 designation and has previously worked at Stifel Nicolaus & Co Inc before joining Rockefeller Financial and Rock & Co LLC. Rockefeller Financial LLC serves high-net-worth and ultra-high-net-worth individuals, families, family offices, institutional clients, retirement plans, foundations, and corporations. The firm offers a range of portfolio management, financial planning, and consulting services, operating uniquely as a registered broker-dealer with capabilities in securities transactions, variable insurance products, and investment banking.

John Lockwood Jr. is a financial advisor at Rockefeller Financial LLC with nine years of industry experience. He holds a Series 66 designation and has previously worked at Morgan Stanley, Independent Financial Group, Princeton Equity Partners, and Rock & Co LLC. Rockefeller Financial LLC serves ultra-high and high-net-worth individuals, families, family offices, charities, corporations, and retirement plans by providing wealth management, financial planning, portfolio management, and retirement plan consulting. The firm integrates wealth, trust, and insurance services under the Rockefeller Global Family Office platform and offers access to alternative and private investments through a range of management and advisory options.

Matthew Martinez is a financial advisor at Rockefeller Financial LLC with four years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at Rockefeller Capital Management and Morgan Stanley. Before entering the financial industry, he spent several years in education at various institutions. Rockefeller Financial LLC serves ultra-high and high-net-worth individuals, families, family offices, charities, corporations, and retirement plans, offering wealth management, financial planning, portfolio management, and retirement plan consulting. The firm integrates wealth, trust, and insurance capabilities and provides access to alternative and private investments through a broad range of in-house and third-party resources.

Jack Browne is a Series 66-licensed financial advisor with six years of industry experience. He has worked at Rockefeller Financial LLC since 2022 and previously held positions at RBC Capital Markets LLC, Bailey Bev Inc., IBM, and the University of Massachusetts - Amherst. Rockefeller Financial LLC serves ultra-high and high-net-worth individuals, families, family offices, charities, corporations, and retirement plans by providing wealth management, financial planning, portfolio management, and retirement plan consulting. The firm integrates wealth, trust, and insurance services and offers access to alternative and private investments through its Rockefeller Global Family Office platform.

Colin Quinn is a CFP® with 11 years of industry experience, currently serving as an advisor at Rockefeller Financial LLC since 2021. He previously worked at BlackRock Investments, LLC from 2015 to 2021. Rockefeller Financial LLC serves ultra-high and high-net-worth individuals, families, family offices, charities, corporations, and retirement plans, offering wealth management, financial planning, portfolio management, and retirement plan consulting. The firm integrates wealth, trust, and insurance services and provides access to alternative and private investments through a recapitalized ownership structure with significant institutional minority owners.

Lynda Tormey is a financial advisor at Rockefeller Financial LLC with 27 years of industry experience. She holds Series 63 and Series 65 licenses and previously worked at Stifel from 2015 to 2025. Rockefeller Financial LLC serves ultra-high and high-net-worth clients, including families, family offices, charities, corporations, and retirement plans, providing wealth management, financial planning, and portfolio management services. The firm integrates wealth, trust, and insurance capabilities and offers access to alternative and private investments through a recapitalized ownership structure with significant institutional minority owners.

Connor Smith is a financial advisor at Rockefeller Financial LLC with a Series 66 designation and three years of industry experience. Prior to joining Rockefeller Financial in 2022, he worked at the University of Notre Dame and The Pingry School. Rockefeller Financial LLC serves ultra-high and high-net-worth individuals, families, family offices, charities, corporations, and retirement plans, offering wealth management, financial planning, portfolio management, and retirement plan consulting through an integrated platform that includes affiliated trust and insurance entities.

Tegest Asefa Brown is a financial advisor with Rockefeller Financial LLC, holding Series 63 and Series 66 designations and 18 years of industry experience. Prior to joining Rockefeller in 2025, she worked at JPMorgan Securities LLC and JPMorgan Chase Bank NA from 2017 to 2025, and Morgan Stanley from 2009 to 2017. Rockefeller Financial LLC serves ultra-high and high-net-worth individuals, families, family offices, charities, corporations, and retirement plans, offering wealth management, financial planning, portfolio management, and retirement plan consulting. The firm provides integrated services through affiliated trust and insurance entities and is noted for its recapitalized ownership structure and its role as a distributor and placement agent for private funds within the Rockefeller Global Family Office platform.

Danielle Posillico is a financial advisor at Rockefeller Financial LLC with seven years of industry experience. She holds a Series 66 designation and has worked previously at Morgan Stanley and AXA Advisors. Rockefeller Financial LLC serves ultra-high and high-net-worth individuals, families, family offices, charities, corporations, and retirement plans, providing wealth management, financial planning, portfolio management, and retirement plan consulting. The firm offers integrated services through affiliated trust and insurance entities and distinguishes itself through its recapitalized ownership structure, private fund distribution capabilities, and the Rockefeller Global Family Office platform.

Douglas Moglia is a CFA® charterholder with five years of industry experience. He is currently with Rockefeller Financial LLC and Rockefeller Capital Management, having joined in 2024. His prior experience includes roles at Morgan Stanley and BNY Mellon. Rockefeller Financial LLC serves ultra-high and high-net-worth individuals, families, family offices, charities, corporations, and retirement plans, providing wealth management, financial planning, portfolio management, and retirement plan consulting through a designated Private Advisor model and access to a range of investment options including alternative and private investments.

Manoel Campelo is a financial advisor at Rockefeller Financial LLC with eight years of industry experience. He holds Series 63 and Series 66 designations and previously worked at Wells Fargo Clearing, LLC and Wells Fargo Bank, NA. Rockefeller Financial LLC serves ultra-high and high-net-worth individuals, families, family offices, charities, corporations, and retirement plans with wealth management, financial planning, portfolio management, and retirement plan consulting. The firm offers integrated services through affiliated trust and insurance entities, as well as brokerage and placement capabilities.