Robert M Walker & Associates

Updated today

Find your advisor

Client assets under management

$11,290,831

Clients

0% high-net worth

Advisors

of 2 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

Very Low

Average account size

$1,411,354

About

Robert M. Walker & Associates provides discretionary investment supervisory services to individuals, trusts, estates, and pension and profit‑sharing plans, tailoring portfolios through an initial suitability form and ongoing client interviews. The firm generally applies a $250,000 guideline for new accounts (with listed exceptions) and manages a relatively small roster of client accounts compared with many peers.

Portfolios are constructed using both fundamental analysis (ratio and earnings analysis) and technical methods (including CANSLIM), with a mix of long‑term core holdings, short‑term trading, and the use of options; margin and short sales are permitted in accounts that authorize them. The firm also discloses the ability to include newer asset classes, including digital assets and securities tied to artificial intelligence/large language model exposures, when consistent with a client’s risk profile.

Noteworthy features include written quarterly commentary and performance reporting (with comparisons to the S&P 500) provided to clients, and the use of block trading alongside disclosed soft‑dollar arrangements to support portfolio management software. The firm’s small client base and the fact that it does not report a high‑net‑worth client segment are atypical relative to many supported advisory firms.

Client services

Portfolio management Newsletters or periodicals

Expertise

Options & derivatives strategies Active portfolio management

Fee options

Percentage

$0 - $500,000: 1.5% $500,000 - $1,000,000: 1.0% $1,000,000 - $5,000,000: 0.75% $5,000,000+: Negotiated

Other

Account minimum: $250,000 Fee-only: Fee-based firm; fees paid quarterly in advance; no commissions or asset-based sales charges accepted.

Main office location

Robert M Walker & Associates

Taylorsville KY, United States

Number of offices

Most active in

Kentucky · Ohio

Disclosures

Business activities & affiliations

Is not active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure

Quick links

502-477-6894

Advisors at this firm

Robert W

CFA®

Lebanon, OH

Robert M Walker & Associates

Robert Walker is a CFA® charterholder with 26 years of experience in the financial industry. He is the principal at Robert M. Walker & Associates, where he has worked since 1998. Outside of his advisory work, he also operates a tax preparation service called Your Tax Guy. Robert M. Walker & Associates provides discretionary investment supervisory services to individuals, trusts, estates, and pension and profit-sharing plans. The firm uses a combination of fundamental and technical analysis to construct portfolios, incorporating long-term holdings, short-term trading, options, and emerging asset classes such as digital assets and AI-related securities, tailored to client risk profiles.

Options & derivatives strategies Active portfolio management

Richard W

Series 65

Taylorsville, KY

Robert M Walker & Associates

Richard Walker is a financial advisor at Robert M. Walker & Associates with 26 years of industry experience. He holds a Series 65 designation and has been with the firm since 1998. Robert M. Walker & Associates provides discretionary investment supervisory services to individuals, trusts, estates, and pension and profit-sharing plans, using a combination of fundamental and technical analysis to tailor portfolios. The firm manages a relatively small client base and incorporates both traditional and newer asset classes, including digital assets and securities related to artificial intelligence, in accordance with client risk profiles.

Options & derivatives strategies Active portfolio management

Not sure where to start?

We'll help you think it through – whether you ultimately need an advisor or not.

Call (201) 292-4557

Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.

Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.

For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.

By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev

Find the right match for you

Answer a few quick questions and we'll tailor results to your goals, so you can hire smarter.

Find your advisor

A smarter way to hire an advisor

Compare and choose confidently

Warmer combines best-in-class advisor data with guidance to help you clarify what you need, understand why an advisor may—or may not—fit, and move forward with confidence.

How Warmer works

Thoughtfully vetted, clearly explained

We review rigorously and transparently

Get to know your advisors' credentials, disciplinary history, specialization, client fit, and communication style. We're selective about who we recommend—and tell you why we think someone fits your situation.

Our methodology

Always free and always on your side

Free. Confidence that lasts

We help you book free consultations with your matches. You only pay an advisor if you decide to hire them. And our support doesn't end with an introduction—we're here to make sure the relationship works for you—and if not, to navigate next steps with clarity.

Our ongoing support