Advisor at Robert M Walker & Associates
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Location
Taylorsville, KY
Credentials
Series 65
Industry experience
26 years
Richard Walker is a financial advisor at Robert M. Walker & Associates with 26 years of industry experience. He holds a Series 65 designation and has been with the firm since 1998. Robert M. Walker & Associates provides discretionary investment supervisory services to individuals, trusts, estates, and pension and profit-sharing plans, using a combination of fundamental and technical analysis to tailor portfolios. The firm manages a relatively small client base and incorporates both traditional and newer asset classes, including digital assets and securities related to artificial intelligence, in accordance with client risk profiles.
Based on Robert M Walker & Associates
Based on Robert M Walker & Associates
$0 - $500,000: 1.5% $500,000 - $1,000,000: 1.0% $1,000,000 - $5,000,000: 0.75% $5,000,000+: Negotiated
Account minimum: $250,000 Fee-only: Fee-based firm; fees paid quarterly in advance; no commissions or asset-based sales charges accepted.
Taylorsville, KY
Kentucky
Robert M. Walker Associates, Inc.
1998 - Present (28 years)
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Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
CFP®
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Noah Ellison is a CFP® with three years of industry experience, currently with Retirement Planning Solutions, LLC in Louisville, KY. He has worked at Silver Oak Securities, Inc. since 2023 and has a background that includes roles at Indiana State University and Purdue University. Outside of his advisory role, he is also a licensed life insurance agent, recommending and writing life insurance policies. Retirement Planning Solutions, LLC provides wealth management, investment management, and financial planning services to individuals, high-net-worth clients, trusts, estates, businesses, and retirement plans, including a specialized division for amateur and professional athletes. The firm operates as a fiduciary, offering customized portfolios that blend fundamental, technical, and charting analysis with flexibility for shorter-term trading as needed.
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