R. Kent Harris and Associates, Ltd.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$62,512,450
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Total clients
337
6% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
337
Average account size
$185,497
About
R. Kent Harris and Associates, Ltd. is a state‑registered independent advisory firm led by a single licensed adviser that provides portfolio management and fee‑based financial planning to individuals, pension and profit‑sharing plans, trusts, estates, charitable organizations, and business entities. The brochure reports roughly $62.5 million in assets under management across about 337 clients and notes that the firm commonly implements solutions through third‑party managers.
The firm emphasizes a long‑term investment approach (generally five years or more) and constructs individualized management plans following a face‑to‑face fact‑finding process; discretionary authority over client assets is used when clients agree. Implementation frequently uses third‑party managers such as SEI, Brinker Capital, AssetMark and Envestnet, and financial planning recommendations may include traditional securities as well as bonds, private placements, REITs or limited partnerships when suitable.
Noteworthy distinctions relative to many solo independent advisers include the adviser’s registered‑representative relationship with Kestra Investment Services and active licensure as an insurance producer, arrangements the brochure discloses as sources of commissions and solicitor compensation and that are managed as potential conflicts. The firm also highlights serving charitable organizations (an uncommon client type among peers) and discloses supervisory arrangements with Kestra and insurance carriers while reporting no disciplinary history.
Client services
Financial planning
Portfolio management
Expertise
Private / alternative investments
Real estate investing
Life insurance needs analysis
Fee options
$50,000 - $1,000,000: 2.50% $1,000,000 - $2,000,000: 2.00% $2,000,000+: 1.50%
Insurance commissions paid directly to the firm; securities commissions paid to Mr. Harris via Kestra Investment Services, LLC.
Hourly charges for financial planning services as disclosed and agreed upon with client.
Account minimum: $25,000 Fee-only: Financial planning fees between $500 and $3,000 or more, negotiated per plan complexity; hourly basis for some financial planning services.
Main office location
R. Kent Harris and Associates, Ltd.
5655 S. Yosemite St., Suite 320
Greenwood Village CO 80111, United States
Number of offices
1
Most active in
R. Kent Harris and Associates, Ltd. has reported serving >5 clients in these states in the last 12 months.
Colorado · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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