Advisor at R. Kent Harris and Associates, Ltd.
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
R. Kent Harris and Associates, Ltd.
Location
Denver, CO 80210
Credentials
Series 63
Industry experience
32 years
Based on R. Kent Harris and Associates, Ltd.
Based on R. Kent Harris and Associates, Ltd.
$50,000 - $1,000,000: 2.50% $1,000,000 - $2,000,000: 2.00% $2,000,000+: 1.50%
Insurance commissions paid directly to the firm; securities commissions paid to Mr. Harris via Kestra Investment Services, LLC.
Hourly charges for financial planning services as disclosed and agreed upon with client.
Account minimum: $25,000 Fee-only: Financial planning fees between $500 and $3,000 or more, negotiated per plan complexity; hourly basis for some financial planning services.
1777 S. Harrison St., Suite 102
Denver, CO 80210
Colorado · Texas
J.W. Cole Financial, Inc.
2026 - Present (1 year)
Kestra Investment Services, LLc
1999 - 2026 (27 years)
Partners Securities, Inc.
1999 - 2026 (27 years)
R. Kent Harris & Associates
1996 - Present (30 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
CFP®
Denver, CO
True Riches Financial Planning
Series 63, Series 66
Parker, CO
Elite Wealth Management
CFP®, Series 63, Series 65, Series 66
Denver, CO
46 North Financial
Series 63, Series 65
Denver, CO
Skidmore Advisory Services, Inc.
CFP®, Series 65
Greenwood Village, CO
Sample Financial Solutions, LLC
CFP®, Series 66
Centennial, CO
Financial Solution Advisors Corp.
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")