David Griswold
Advisor at Prosperity Capital Advisors
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Advisor at Prosperity Capital Advisors
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Prosperity Capital Advisors
Location
Schwereville, IN 46375
Credentials
Series 65
Industry experience
1 year
Fixed fees for financial planning and consulting services ranging from $500 to $50,000; seminar fees range from $0 to $250.
$0 - $499,999: 0.60% $500,000 - $999,999: 0.50% $1,000,000 - $1,999,999: 0.40% $2,000,000 - $4,999,999: 0.35% $5,000,000+: 0.30%
Certain supervised persons may offer insurance products or engage in securities transactions under commission arrangements through unaffiliated entities.
Hourly financial planning and consulting fees from $100 to $750 per hour.
Account minimum: $150 minimum annual investment management fee Minimum fee: $150 minimum annual investment management fee Fee-only: Financial planning, consulting, and other services charged at hourly rates from $100 to $750 per hour, fixed fees from $500 to $50,000, and subscription-based fees; fees are negotiable.
Hammer Financial Group (d.b.a. for advisory business)
2024 - Present (2 years)
C2P Capital Advisory Group, LLC dba Prosperity Capital Advisors
2024 - Present (2 years)
Hammer Financial Group
2023 - 2024 (1 year)
FedEx Ground
2022 - 2023 (1 year)
Amazon
2021 - 2021 (1 year)
Sam's Club
2019 - 2020 (1 year)
Student
2018 - 2022 (4 years)
Student
2012 - 2018 (6 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Lawyer
They provide legal services, typically billed separately.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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