P
Pindex Advisors, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$3,930,905
Clients
18
100% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
18
LowAverage account size
$218,384
About
PenDex Advisors, LLC provides investment advisory and brokerage services to both individual and institutional clients, including portfolio management for individual investors and relationships with high‑net‑worth clients. The firm offers an asset‑based discretionary portfolio program as well as a commission‑based brokerage/consulting program for clients who prefer direct equity and options trading.
The firm’s investment process uses charting, fundamental and technical analysis, and cyclical timing services, and it explicitly employs market‑timing techniques alongside short‑term trading, margin, short sales and option strategies (including uncovered option positions). Accounts may be managed on a discretionary basis through the portfolio program or on a non‑discretionary, ticket/commission basis with execution routed through a designated broker‑dealer and clearing firm.
Compared with many peers, PenDex’s combination of a small client base and relatively low assets under management with active commission‑based trading, market‑timing approaches, and the potential sale of commissionable products (including ongoing 12b‑1 arrangements) is uncommon. The firm does not charge performance‑based fees, does not serve as a private fund adviser, and currently does not maintain sub‑advisor relationships.
Client services
Portfolio management
Market timing
Expertise
Options & derivatives strategies
Concentrated stock management
Fee options
$0+: 0.25% of principal trade + $2.00 per equity trade $0+: $7.00 per options ticket + $0.75 per contract
Equity trades: 0.25% of principal trade + $2.00; Options: $7.00 per ticket plus $0.75 per contract; or negotiated monthly consulting fee.
Negotiable monthly consultant fee
Account minimum: $25,000
Main office location
Pindex Advisors, LLC
Ruston LA, United States
Number of offices
1
Most active in
Pindex Advisors, LLC has reported serving >5 clients in these states in the last 12 months.
Louisiana
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
Forms ADV
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