Advisor at Pindex Advisors, LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Location
Ruston, LA
Credentials
Series 63, Series 65
Industry experience
35 years
Stephen Rodgers is a financial advisor at Pindex Advisors, LLC with 35 years of industry experience. He holds Series 63 and Series 65 credentials and has been with Pindex Advisors since 2006. He also serves as managing director and president of PenDex Advisors, LLC, where he is involved in all phases of the investment advisory business. PenDex Advisors provides investment advisory and brokerage services to individual and institutional clients, utilizing a combination of charting, fundamental and technical analysis, and market-timing techniques. The firm offers both discretionary portfolio management and commission-based brokerage programs that include short-term trading and option strategies.
Based on Pindex Advisors, LLC
$0+: 0.25% of principal trade + $2.00 per equity trade $0+: $7.00 per options ticket + $0.75 per contract
Equity trades: 0.25% of principal trade + $2.00; Options: $7.00 per ticket plus $0.75 per contract; or negotiated monthly consulting fee.
Negotiable monthly consultant fee
Account minimum: $25,000
Ruston, LA
Louisiana
Pindex Advisors, LLC
2006 - Present (20 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Series 65
Ruston, LA
Oakwater Financial
Thomas Bates is a financial advisor with Oakwater Financial Advisors LLC in Ruston, Louisiana. He holds a Series 65 license and has three years of industry experience. Prior to his current role, he was a CPA and partner at Oakwater Financial Group LLC, a tax and accounting firm he co-owns with his father. He also provides contract CFO and management consulting services through Oakwater Financial LLC. Oakwater Financial Advisors LLC offers investment portfolio management, financial planning, and pension consulting to individuals, pension plans, and business entities. The firm employs a range of strategies including options and short-selling, and advises across various investment vehicles, combining pension consulting with alternative investments and insurance products.
Series 65
Ruston, LA
Argent Advisors, Inc.
Lucius Mc Gehee is a Series 65-licensed financial advisor at Argent Advisors, Inc. with nine years of industry experience. He has been with Argent Advisors since 2018 and has a long tenure at Argent Trust Company, where he serves as Executive Vice President. Outside of his advisory role, he is involved in charitable grant-making through the McGehee Foundation and Argent Foundation, and serves on the Industrial Development Board of Lincoln Parish. Argent Advisors, Inc. is an SEC-registered investment adviser offering discretionary portfolio management, financial planning, and retirement-plan consulting to individuals, high-net-worth clients, and plan sponsors. The firm manages approximately $1.46 billion across diverse asset-allocation models and integrates affiliated trust-company services as custodian and sub-adviser, while also providing municipal-advisor services to government clients.
CFP®
Ruston, LA
Argent Advisors, Inc.
Matthew Moore is a CFP® professional with five years of industry experience, currently serving as an advisor at Argent Advisors, Inc. since 2021. Prior to this role, he worked with Argent Financial Group and served on the Lincoln Parish School Board. Outside of his advisory work, he is president of the Ruston Chess Knights club and a partner in a land management firm, Lottie Loo Tree Farm, LLC. Argent Advisors, Inc. is an SEC-registered investment adviser managing approximately $1.46 billion in discretionary assets for individuals, high-net-worth clients, and plan sponsors. The firm offers diversified asset-allocation strategies and integrates affiliated trust-company services, with a notable focus on municipal advisory work for government clients.
Series 63, Series 65, Series 66
Ruston, LA
Argent Advisors, Inc.
Michael Jones is a financial advisor at Argent Advisors, Inc. with 41 years of industry experience. He holds the Series 63, 65, and 66 designations and has been with Argent Advisors since 2005, including a concurrent role at Argent Trust since 2010. Outside of his advisory work, he is a partner in ALWRIGHT LLC, which invests in oil and gas production and leasing, and is involved with TAP Resources, focusing on exploration and production of oil and gas. Argent Advisors, Inc. is an SEC-registered investment adviser serving individuals, high-net-worth clients, and plan sponsors with discretionary portfolio management, financial planning, and retirement-plan consulting. The firm employs diversified asset-allocation models and integrates affiliated trust-company services, also providing municipal advisory services to government clients.
CFP®, Series 63
Ruston, LA
Argent Advisors, Inc.
Byron Moore is a CFP® with 20 years of industry experience, currently serving at Argent Advisors, Inc. since 2005, including roles with Argent Trust and Argent Insurance Services. He holds a Series 63 registration and is based in Monroe, LA. Argent Advisors, Inc. is an SEC-registered investment adviser managing approximately $1.46 billion for individuals, high-net-worth clients, and plan sponsors. The firm offers discretionary portfolio management, financial planning, retirement-plan consulting, and municipal advisory services, utilizing diversified asset-allocation models and affiliated trust-company services.
CFP®, ChFC®, Series 63, Series 66
Ruston, LA
Argent Advisors, Inc.
Trey Curtis is a financial advisor with Argent Advisors, Inc. in Monroe, LA, holding CFP® and ChFC® designations and possessing 28 years of industry experience. He has been associated with Argent Trust Company, Argent Advisors, Inc., and LPL Financial since 2011, and has been involved with the Citiván Organization since 2005. Argent Advisors, Inc. is an SEC-registered investment adviser serving individuals, high-net-worth clients, and plan sponsors with discretionary portfolio management, financial planning, and retirement-plan consulting. The firm utilizes diversified asset-allocation models and integrates affiliated trust-company services, also providing municipal advisory services to government entities.
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