OSAIC Institutions, INC.

Angelo Pietri is a financial advisor with OSAIC Institutions, INC., holding a Series 66 designation and 10 years of industry experience. He has been associated with Infinex Investments, Inc. since 2015. Outside of his advisory role, Pietri assists with a photography business co-founded by his spouse and operates a financial education seminar business in West Hartford, CT. OSAIC Institutions serves individuals, charitable organizations, corporations, and retirement plans by offering advisory and brokerage services through customized engagements, financial planning, ERISA plan services, and access to alternative investments. The firm’s approach includes both discretionary and primarily non-discretionary asset management, utilizing fundamental and technical analysis, third-party due diligence, and a network of investment adviser representatives.

Fernando Ascenso is a financial advisor with OSAIC Institutions, Inc., holding Series 63 and Series 65 credentials and 23 years of industry experience. His prior work includes roles at PCSB Bank, RBC Capital Markets, and HSBC Securities. Outside of his advisory work, he serves as a general partner and vice president in a family real estate rental business. OSAIC Institutions serves individuals, charitable organizations, corporations, and retirement plans by providing advisory and brokerage services through customized engagements. The firm offers a range of solutions including financial planning, ERISA plan services, alternative investments via the CAIS platform, and lending and cash-management options.

Giuseppe Leone is a financial advisor with OSAIC Institutions, INC., holding a Series 66 designation and four years of industry experience. His prior roles include positions at Infinex Investments, Apple Bank, Ameriprise Financial, and Yotel New York. OSAIC Institutions serves individuals, charitable organizations, corporations, and retirement plans, offering a variety of advisory and brokerage services through customized engagements, financial planning, and access to alternative investments via the CAIS platform. The firm’s advisory services are primarily delivered through a network of investment adviser representatives who provide both discretionary and non-discretionary portfolio management solutions.

Sean Knowles is a financial advisor at OSAIC Institutions, INC. based in New York, NY, holding Series 63 and Series 65 licenses with 17 years of industry experience. His work history includes roles at Infinex Investments, Amalgamated Bank, Cathay Securities Inc, American Trust Investment Services, and Wells Fargo Advisors. OSAIC Institutions serves individuals, charitable organizations, corporations, and retirement plans, providing a range of advisory and brokerage services through customized engagements and access to alternative investments. The firm is notable for its predominantly non-discretionary assets and its combined broker-dealer and adviser status, which shape its service offerings and compensation structure.

Miguel Corral Jr. is a financial advisor with OSAIC Institutions, Inc. based in Whittier, CA. He holds a Series 63 designation and has 31 years of industry experience. His prior roles include positions at Infinex Investments, Inc. and Banc of California. OSAIC Institutions serves individuals, charitable organizations, corporations, and retirement plans with a range of advisory and brokerage services. The firm offers customized financial planning, ERISA plan services, and access to alternative investments, delivering advice primarily through a network of investment adviser representatives who utilize a mix of fundamental and technical analysis.

Stephan Scribner is a CFP® and holds a Series 66 license with 24 years of industry experience. He is currently affiliated with OSAIC Institutions, Inc. and has worked at infinex Investments, Inc. since 2016 and Ballston Spa National Bank since 2009. OSAIC Institutions serves individuals, charitable organizations, corporations, and retirement plans, offering a range of advisory and brokerage services through customized engagements. The firm is notable for its predominantly non-discretionary assets and its combined broker-dealer and advisory structure, providing access to alternative investments, lending, and cash-management solutions.

Josiah Quick is a financial advisor at OSAIC Institutions, Inc. based in Minneapolis, MN. He holds a Series 66 designation and has 11 years of industry experience. His prior roles include positions at Fidelity Brokerage Services LLC and Fidelity Personal and Workplace Advisors. OSAIC Institutions serves individuals, charitable organizations, corporations, and retirement plans with a variety of advisory and brokerage services, including customized financial planning and access to alternative investments through platforms like CAIS. The firm’s advisory approach combines fundamental and technical analysis and offers both discretionary and predominantly non-discretionary asset management.

Audra Lubawski is a CFP® with 26 years of experience in the financial industry, currently affiliated with OSAIC Institutions, INC. She has worked at Infinex Investments, Inc. since 2013 and has been with First Bank of North Carolina since 1990. Outside of her advisory role, she is involved in Mary Kay makeup sales and serves as a trustee managing real estate and cash investments. OSAIC Institutions serves individuals, charitable organizations, corporations, and retirement plans with a variety of advisory and brokerage services. The firm provides customized financial planning and investment solutions through a network of investment adviser representatives, employing both fundamental and technical analysis, and offers access to alternative investments and lending options.

Robert Hardin Sr. is a financial advisor with OSAIC Institutions, INC. based in Morehead City, NC. He holds Series 63 and Series 66 licenses and has 24 years of industry experience. He has worked at Infinex Investments, Inc. since 2013 and First Bancorp since 2012. Osaic Institutions serves individuals, charitable organizations, corporations, and retirement plans by providing a range of advisory and brokerage services through customized engagements. The firm’s approach includes fundamental and technical analysis, asset allocation, and access to alternative investments, with a notable emphasis on non-discretionary assets.

Adrian Andreotta is a CFP® with 14 years of industry experience, currently affiliated with OSAIC Institutions, INC. He has previously worked at Infinex Investments, LPL Financial, and multiple Wells Fargo entities. Outside of financial advising, he is a charter fishing boat captain and owner, a role he plans to begin in 2025. OSAIC Institutions serves individuals, charitable organizations, corporations, and retirement plans, offering a range of advisory and brokerage services. The firm’s approach includes customized financial planning, access to alternative investments, and a predominance of non-discretionary assets under management.

Michael Caracappa Jr. is a financial advisor with OSAIC Institutions, INC. He holds Series 63 and Series 66 licenses and has 21 years of industry experience. His prior work includes roles at Infinex Investments, Inc., Apple Bank for Savings, and CARA-CO Security Inc. Outside of advising, he is involved with CARA-CO Security Inc., a security system company. OSAIC Institutions serves individuals, charitable organizations, corporations, and retirement plans by providing a range of advisory and brokerage services through customized engagements. The firm is notable for its predominantly non-discretionary assets and its dual broker-dealer/adviser status, offering both advisory and brokerage solutions.

Ismael Tavares is a financial advisor with OSAIC Institutions, INC., holding Series 63 and Series 65 licenses and over eight years of experience. His prior roles include positions at Santander Securities LLC and Bank Five, with his current tenure at Infinex Investments, Inc. and Bank Five ongoing since 2016 and 2018, respectively. OSAIC Institutions serves a diverse client base including individuals, charitable organizations, corporations, and retirement plans. The firm offers a broad array of advisory and brokerage services through customized engagements, combining fundamental and technical analysis with access to alternative investments and various lending and cash-management solutions.

Evan Sharpless is a financial advisor at OSAIC Institutions, INC. with three years of industry experience. He holds Series 63 and Series 66 designations. His prior work includes roles at Charles Schwab and Bellco Credit Union. OSAIC Institutions serves individuals, charitable organizations, corporations, and retirement plans by offering a range of advisory and brokerage services through customized engagements. The firm is notable for its predominantly non-discretionary assets and a dual broker-dealer/adviser structure that supports a variety of investment and lending solutions.

Song Shim is a financial advisor at OSAIC Institutions, Inc. with 13 years of industry experience. He holds Series 63 and Series 66 registrations and previously worked at Cetera Investment Services LLC and First National Bank of Pennsylvania. OSAIC Institutions serves individuals, charitable organizations, corporations, and retirement plans, offering a range of advisory and brokerage services including financial planning, ERISA plan services, and access to alternative investments through the CAIS platform. The firm operates primarily with non-discretionary assets and maintains extensive relationships with banks and credit unions to deliver customized financial solutions.

Michael Hakoun is a financial advisor with OSAIC Institutions, INC. based in Hanover, NH. He holds Series 63 and Series 65 credentials and has 11 years of industry experience, including roles at Infinex Investments, Ledyard Financial Advisors, and TD Bank. Outside of advising, he is involved in a children’s book sales promotion business through Vision 2918 Strategies LLC. OSAIC Institutions serves individuals, charitable organizations, corporations, and retirement plans by providing a range of advisory and brokerage services through customized engagements. The firm employs both fundamental and technical analysis and offers access to alternative investments, with a notable emphasis on non-discretionary assets.