Nbc Securities, Inc.

Carolyn Bennett is a financial advisor at NBC Securities, Inc. in Dubuque, IA, holding Series 63 and Series 66 credentials with 43 years of industry experience. She has been with NBC Securities since 2015. NBC Securities provides investment management, financial planning, and brokerage services to a diverse client base including high-net-worth individuals, institutional clients, and municipalities. The firm offers multiple fee-based advisory programs and integrates brokerage execution and custody services through RBC platforms.

Harold Miller is a financial advisor at NBC Securities, Inc. in Birmingham, AL, with 23 years of industry experience. He holds the Series 66 designation and has worked previously at Concourse Financial Group Securities Inc for nine years before joining M Holdings Securities, Inc. in 2025. NBC Securities provides investment management, financial planning, and brokerage services to a diverse client base, including high-net-worth individuals, institutions, and municipalities. The firm operates both as a registered investment adviser and a FINRA-registered broker-dealer, offering multiple fee-based advisory programs and maintaining close operational ties to banking and sponsor platforms.

Dale Elliott is a financial advisor with NBC Securities, Inc. in Fairhope, Alabama, holding a Series 63 designation and 32 years of industry experience. He has been with NBC Securities since 1996. Outside of his advisory work, he is a member of an LLC that holds rights to a University of Alabama football stadium skybox. NBC Securities provides investment management, financial planning, and brokerage services to a diverse client base that includes high-net-worth individuals, institutional clients, and private investment funds. The firm offers multiple fee-based advisory programs and operates as both a registered investment adviser and a FINRA-registered broker-dealer.

Savannah Forleo is a financial advisor at NBC Securities, Inc. in Louisville, KY, holding the CFP® and ChFC® designations with nine years of industry experience. She has worked at several notable firms including Morgan Stanley, Merrill, Bank of America, and PNC Investments. NBC Securities provides investment management, financial planning, and brokerage services to a diverse client base, including high-net-worth individuals, ERISA-qualified plans, and institutional clients. The firm offers multiple fee-based advisory programs and integrates brokerage execution and custody services through RBC platforms.

David Hope is a financial advisor at NBC Securities, Inc. in Birmingham, AL, with 40 years of industry experience. He holds Series 63, 65, and 66 licenses and has been with NBC Securities since 2010. He also has a long-term affiliation with Uvest Financial Services Group, Inc. since 2006. NBC Securities provides investment management, financial planning, and brokerage services to a diverse client base, including high-net-worth individuals, institutional investors, and municipalities. The firm offers multiple fee-based advisory programs that integrate discretionary and non-discretionary management with brokerage execution through RBC platforms.

Howard Eisenman is a financial advisor with NBC Securities, Inc. in Tallahassee, FL, holding Series 63 and Series 65 licenses and bringing 46 years of industry experience. He has been with NBC Securities and Enhanced Financial Services since 2000. Outside of his advisory role, he is a joint owner of the building housing his office through a partnership entity. NBC Securities provides investment management, financial planning, and brokerage services to a diverse client base, including individuals, institutions, and private funds. The firm operates both as a registered investment adviser and a FINRA-registered broker-dealer, offering multiple fee-based advisory programs and integrated brokerage execution through RBC platforms.

Sapna Goel is a financial advisor at NBC Securities, Inc. with 19 years of industry experience. She has been with NBC Securities since 2010 and holds the Series 63 and Series 65 licenses. The firm provides investment management, financial planning, and brokerage services to a broad range of individual and institutional clients, including high-net-worth individuals, ERISA-qualified plans, trusts, endowments, municipalities, and private investment funds. NBC Securities manages approximately $1.78 billion in assets and offers multiple fee-based advisory programs with both discretionary and non-discretionary options.

John Doody Jr. is a CFA®-chartered financial advisor with 26 years of industry experience. He is currently with NBC Securities, Inc. in Birmingham, AL, where he has worked since 2020. His prior roles include positions at JRD Consulting, LLC and the Accounting, Economics and Appraisal Group, LLC. NBC Securities provides investment management, financial planning, and brokerage services to a diverse client base that includes high-net-worth individuals, institutional clients, trusts, and municipalities. The firm offers multiple fee-based advisory programs and integrates brokerage execution and custody services through affiliated platforms.

Joseph Oberschewen is a financial advisor at NBC Securities, Inc. in Summit, NJ, with 33 years of industry experience. He has been with NBC Securities since 2015 and holds Series 63 and Series 65 licenses. NBC Securities provides investment management, financial planning, and brokerage services to a diverse client base including high-net-worth individuals, ERISA-qualified plans, trusts, endowments, municipalities, and private investment funds. The firm offers multiple fee-based advisory programs that incorporate third-party and affiliated investment managers, and combines brokerage execution and custody services through RBC platforms.

Armand Atkinson is a CFP® and ChFC® with 18 years of industry experience, currently serving at NBC Securities, Inc. since 2015. He holds a Series 66 license and is based in Tampa, FL. Outside of advisory work, he is involved with ATKEY MANAGEMENT LLC, which focuses on rental property management. NBC Securities provides investment management, financial planning, and brokerage services to a diverse client base that includes individuals, institutions, trusts, and municipalities. The firm offers multiple fee-based advisory programs and integrates brokerage and custody services through RBC platforms.

Maria Atkinson is a financial advisor at NBC Securities, Inc. with 16 years of industry experience. She holds a Series 66 designation and has been with NBC Securities since 2015. Outside of her advisory role, she is a Senior Manager of Global Marketing and Business Analysis at SYKES Enterprises in Tampa, FL. NBC Securities provides investment management, financial planning, and brokerage services to a diverse client base that includes individuals, institutions, and private investment funds. The firm offers multiple fee-based advisory programs and integrates brokerage and custody services through RBC platforms.

Cynthia Minnis is a financial advisor with NBC Securities, Inc. in Farmington, MO, holding Series 63 and Series 65 licenses and bringing 36 years of industry experience. She has been with Conservative Financial Services, Inc. since 1998 and American Express Financial Advisors since 1992. Outside of finance, she is the owner of a music performance business. NBC Securities provides investment management, financial planning, and brokerage services to a diverse client base that includes individuals, ERISA-qualified plans, trusts, endowments, municipalities, and private investment funds. The firm offers multiple fee-based advisory programs and combines broker-dealer and registered investment adviser capabilities, managing approximately $1.78 billion in assets.

Blake Nephew is a financial advisor with NBC Securities, Inc. in Farmington, MO, holding a Series 66 designation and eight years of industry experience. His prior roles include positions at U.S. Bancorp Investments, Inc. and Edward Jones. He serves as a director on the board of the Rotary Club of St. Francois County. NBC Securities provides investment management, financial planning, and brokerage services to individual and institutional clients, including high-net-worth individuals, ERISA-qualified plans, and endowments. The firm offers multiple fee-based advisory programs and operates both as a registered investment adviser and a FINRA-registered broker-dealer.

John Keith is a financial advisor at NBC Securities, Inc. in Birmingham, Alabama, holding Series 63 and Series 65 licenses with 30 years of industry experience. He has been with NBC Securities since 2014. NBC Securities provides investment management, financial planning, and brokerage services to a diverse range of clients, including high-net-worth individuals, institutional investors, and private investment funds. The firm offers multiple fee-based advisory programs and integrates brokerage and custody services through RBC platforms.

Jacquelyn Majoros is a CERTIFIED FINANCIAL PLANNER™ professional with 29 years of industry experience. She is currently with NBC Securities, Inc. and has previously worked at First State Financial Management and Wells Fargo Advisors. NBC Securities provides investment management, financial planning, and brokerage services to a diverse client base, including high-net-worth individuals, institutional investors, and municipalities. The firm offers multiple fee-based advisory programs and integrates brokerage and custody services through RBC platforms.