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Blake Nephew

Advisor at Nbc Securities, Inc.

Updated today

Location

Farmington, MO 63640

Credentials

Series 66

Industry experience

8 years

About

Blake Nephew is a financial advisor with NBC Securities, Inc. in Farmington, MO, holding a Series 66 designation and eight years of industry experience. His prior roles include positions at U.S. Bancorp Investments, Inc. and Edward Jones. He serves as a director on the board of the Rotary Club of St. Francois County. NBC Securities provides investment management, financial planning, and brokerage services to individual and institutional clients, including high-net-worth individuals, ERISA-qualified plans, and endowments. The firm offers multiple fee-based advisory programs and operates both as a registered investment adviser and a FINRA-registered broker-dealer.

Client services

Based on Nbc Securities, Inc.

Financial planning Portfolio management Pension consulting Selection of other advisers Educational seminars or workshops

Expertise

Based on Nbc Securities, Inc.

Retirement income strategy Wealth management

Occupation focus

Based on Nbc Securities, Inc.

Founder/Business Owner Retired

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Fee options

Fixed

Financial Planning flat fees negotiated per client (part of financial planning fee structure)

Commissions

Commissions received on sale of other financial products such as insurance and variable insurance products

Project-based

Hourly charges reported in SEC Form ADV Part 1 (specific hourly rates not stated in brochure)

Performance-based

Performance-based fees offered for qualified clients, negotiated individually

Other

Account minimum: $5,000 to $100,000 (varies by program and manager) Minimum fee: Minimum Program Fees may be applied per Account and vary by IA Program (specific amounts not stated) Fee-only: Financial Planning fees negotiated per client, typically ranging from $100 to $10,000

Location

225 East Columbia Street

Farmington, MO 63640

Most active in

Missouri

Work history

U.S. Bancorp Investments, Inc.

2023 - Present (3 years)

Edward Jones

2017 - 2023 (6 years)

RM Supply

2017 - 2017 (1 year)

Turf Works

2016 - 2017 (1 year)

Southeast Missouri State University

2013 - 2017 (4 years)

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Collin B

Series 65

Farmington, MO

Black Financial Planning, LLC

Collin Black is a financial advisor at Black Financial Planning, LLC with five years of industry experience. He holds a Series 65 credential and has prior experience working at Richard Black, CPA, PC. Outside of financial planning, he is a part owner of The Noodle Nerd, a food truck business. Black Financial Planning, LLC provides financial planning and consulting services to individuals, high-net-worth clients, trusts, estates, charitable organizations, and business entities. The firm offers comprehensive planning without direct asset management, referring clients to third-party advisers and coordinating ongoing oversight.

General retirement planning Cash flow / budgeting Life insurance needs analysis General tax planning
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Cynthia M

Series 63, Series 65

Farmington, MO

Nbc Securities, Inc.

Cynthia Minnis is a financial advisor with NBC Securities, Inc. in Farmington, MO, holding Series 63 and Series 65 licenses and bringing 36 years of industry experience. She has been with Conservative Financial Services, Inc. since 1998 and American Express Financial Advisors since 1992. Outside of finance, she is the owner of a music performance business. NBC Securities provides investment management, financial planning, and brokerage services to a diverse client base that includes individuals, ERISA-qualified plans, trusts, endowments, municipalities, and private investment funds. The firm offers multiple fee-based advisory programs and combines broker-dealer and registered investment adviser capabilities, managing approximately $1.78 billion in assets.

Retirement income strategy Wealth management Founder/Business Owner Retired
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Craig G

Series 66

Bismark, MO

Prospera Financial Services, inc.

Craig Gissy is a financial advisor at Prospera Financial Services, Inc. with 16 years of industry experience. He holds the Series 66 designation and previously worked at Cutter & Company, Inc. for 12 years before joining Prospera Financial Services in 2025. Prospera Financial Services, Inc. is an enterprise-scale firm serving individuals, corporate and charitable entities, and retirement plans. The firm manages approximately $12.4 billion through 207 advisors and offers investment advisory and financial planning services across various platforms and delivery vehicles.

Wealth management Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
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Lisa S

CFP®, Series 63, Series 65

Farmington, MO

Nbc Securities, Inc.

Lisa Sumpter is a CFP® professional with 25 years of experience in the financial industry. She has worked at First State Financial Management since 2007. Outside of her advisory role, she is a partner in Liberty Pastures, a cattle farming venture she runs with her husband. NBC Securities, Inc. provides investment management, financial planning, and brokerage services to a diverse client base including individuals and institutions. The firm offers multiple fee-based advisory programs and operates as both a registered investment adviser and a broker-dealer with significant integration to banking and sponsor platforms.

Retirement income strategy Wealth management Founder/Business Owner Retired
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Malia T

Series 66

Farmington, MO

Nbc Securities, Inc.

Malia Toman is a financial advisor with NBC Securities, Inc. holding a Series 66 designation and one year of industry experience. Her prior roles include positions at First State Financial Management and Town & Country Bank, along with experience in admissions and public administration. NBC Securities provides investment management, financial planning, and brokerage services to a diverse client base, including high-net-worth individuals and institutional clients. The firm offers multiple fee-based advisory programs with discretionary and non-discretionary options and integrates brokerage and custody services through RBC platforms.

Retirement income strategy Wealth management Founder/Business Owner Retired
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Neil B

Series 63, Series 65

Farmington, MO

Nbc Securities, Inc.

Neil Bales is a financial advisor at NBC Securities, Inc. with 14 years of industry experience. He has held positions at Wells Fargo Advisors LLC and Wells Fargo Clearing prior to his current role. Bales holds Series 63 and Series 65 licenses. NBC Securities provides investment management, financial planning, and brokerage services to a diverse client base, including high-net-worth individuals and institutional clients. The firm operates both as a registered investment adviser and a FINRA-registered broker-dealer, managing approximately $1.78 billion in assets.

Retirement income strategy Wealth management Founder/Business Owner Retired
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