Richard Harig
Advisor at Legacy Resources NC, LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Advisor at Legacy Resources NC, LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Location
Lenoir, NC
Credentials
Series 63, Series 65
Industry experience
40 years
Richard Harig is a financial advisor at Forum Financial Management, LP with 39 years of industry experience. He holds Series 63 and Series 65 credentials and has worked at several firms including Signet Private Wealth and Great Point Capital. Outside of his advisory role, Harig is involved in philanthropy consulting through Legacy Resources NC, LLC, and holds leadership positions on nonprofit boards, including serving as Board Chair of Entrust. Forum Financial Management, LP provides fee-based wealth management, financial planning, qualified plan services, and educational workshops to individual and institutional clients. The firm also serves as a sub-advisor and turnkey asset management platform for other independent RIAs, managing portfolios primarily with DFA institutional mutual funds and ETFs following a Modern Portfolio Theory approach.
Based on Legacy Resources NC, LLC
Based on Legacy Resources NC, LLC
Mr. Harig receives commissions from the sale of life insurance products and Medicare supplemental insurance.
Fee-only: Financial planning and consulting fees billed at per diem rates of $3,500 locally and $5,000 with overnight travel; fees are negotiable and agreed upon in writing before services begin.
Lenoir, NC
North Carolina
Signet Private Wealth
2020 - Present (6 years)
Great Point Capital, LLC
2018 - 2024 (6 years)
Forum Financial Management, LP
2017 - Present (9 years)
The Leaders Group, Inc.
2016 - 2020 (4 years)
Efficient Capital Management
2015 - 2018 (3 years)
Liccar Securities & Custodial Services, LLC
2015 - 2018 (3 years)
Legacy Resources, LLC
1996 - Present (30 years)
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Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
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