Legacy Financial Services Group, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$122,816,278
Total clients
183
19% high-net worth
Total advisors
2
of 2 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
92
Average account size
$671,127
About
Legacy Financial Services Group is a fee‑based investment adviser that provides personalized financial planning and discretionary portfolio management to individuals, including high‑net‑worth clients, as well as trusts and other entities. The firm manages approximately $122.8 million for roughly 183 clients and offers services covering cash flow, retirement and estate planning, education funding, tax planning, and insurance review.
The firm’s investment approach centers on strategic asset allocation and a multi‑fund manager framework with global diversification, periodic rebalancing (generally quarterly), and discretionary trading authority documented in an Investment Policy Statement. Legacy Group uses mutual funds and ETFs and may implement direct‑indexing strategies for customization and potential tax efficiency, and it delivers quarterly written updates and net worth statements as part of ongoing reviews.
What is distinctive is that certain advisors are licensed insurance agents and may offer and sell life insurance and annuity products for commission in addition to charging advisory fees; the brochure discloses this potential conflict and describes steps for disclosure and client choice. The firm also discloses material outside business activities for advisors (retail and restaurant ownership) and maintains a $250,000 typical account minimum with discretion to waive, features that can shape client engagement and differ from many peers.
Client services
Expertise
Fee options
$0 - $249,000: 1.75% (if accepted conditionally) $250,000 - $499,999: 1.50% $500,000 - $999,999: 1.00% $1,000,000 - $1,999,999: 0.90% $2,000,000 - $2,999,999: 0.80% $3,000,000 - $4,999,999: 0.70% $5,000,000+: Determined at Engagement
Certain associated persons earn commissions from insurance product sales separate from advisory fees
Account minimum: $250,000 Fee-only: Fee based on a percentage of assets under management according to tiered schedule; no commissions for investment management services
Main office location
Legacy Financial Services Group, Inc.
10691 East Carter Road, Suite 101
Traverse City MI 49684, United States
Number of offices
3
Most active in
Florida · Michigan
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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