Advisor at Legacy Financial Services Group, Inc.
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Legacy Financial Services Group, Inc.
Location
Traverse City, MI 49684
Credentials
Series 65
Industry experience
11 years
Carolyn Weeks is a Series 65-licensed financial advisor with Legacy Financial Services Group, Inc., bringing 10 years of industry experience. She has been with Legacy Financial Services Group since 2015 and also owns a retail store specializing in metal wall art and home decorations. Legacy Financial Services Group is a fee-based investment adviser offering discretionary portfolio management and comprehensive financial planning to individuals, trusts, pension, and institutional clients. The firm employs a strategic asset-allocation approach with global diversification and conducts quarterly account reviews supported by fundamental and technical research methods.
Based on Legacy Financial Services Group, Inc.
$0 - $249,000: 1.75% (if accepted conditionally) $250,000 - $499,999: 1.50% $500,000 - $999,999: 1.00% $1,000,000 - $1,999,999: 0.90% $2,000,000 - $2,999,999: 0.80% $3,000,000 - $4,999,999: 0.70% $5,000,000+: Determined at Engagement
Certain associated persons earn commissions from insurance product sales separate from advisory fees
Account minimum: $250,000 Fee-only: Fee based on a percentage of assets under management according to tiered schedule; no commissions for investment management services
10691 East Carter Road, Suite 101
Traverse City, MI 49684
Michigan
Metal Arts & Home Decor
2018 - Present (8 years)
Legacy Financial Services Group
2015 - Present (11 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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