Ladenburg Thalmann Asset Management Inc

Ladenburg Thalmann Asset Management provides advisory and consulting services to a broad client mix that includes individual and high‑net‑worth investors, retirement plans, registered investment companies, pooled vehicles, and other registered investment advisers. Services described in its brochure include financial and investment consulting, separately managed accounts and several Ladenburg‑sponsored programs (including LAMP), management of the Ladenburg Funds, and advisory services to Collective Investment Trusts (CITs).

The firm constructs model portfolios across mutual fund, ETF, tax‑sensitive and specialty strategies and applies quantitative and qualitative due diligence when selecting underlying funds and ETFs; it offers both discretionary management and non‑discretionary/model‑based solutions (including an online Symbil tool for fund selection). Ladenburg’s ADV reports approximately $1.83 billion in discretionary assets and $4.84 billion in non‑discretionary assets as of 12/31/2025, reflecting a significant emphasis on model, consulting and externally managed assets.

Noteworthy aspects that set Ladenburg apart from many multi‑team peers include its affiliation with a trust company (Premier Trust) and with a broker‑dealer/distributor through the Osaic Holdings group, its role as adviser to its own registered funds and CITs, and its provision of ERISA 3(38) investment manager services and allocation consulting to other advisers. The firm’s brochure also discloses a material disciplinary matter: an SEC order in 2016 concerning certain advertised performance information supplied by a third‑party manager.