Advisor at Ladenburg Thalmann Asset Management Inc
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Ladenburg Thalmann Asset Management Inc
Location
Highlands Ranch, CO
Credentials
CFA®, Series 66
Industry experience
10 years
Fred Boy is a CFA® charterholder and holds a Series 66 license with 10 years of industry experience. He is currently with Ladenburg Thalmann Asset Management Inc and has been with affiliated firms since 2023. Prior to that, he spent a decade at infinex Investments, Inc. Ladenburg Thalmann Asset Management serves individual investors, retirement plans, trusts, and registered investment companies, offering portfolio management and financial consulting through model-based strategies that utilize mutual funds and ETFs across various risk profiles.
Based on Ladenburg Thalmann Asset Management Inc
Based on Ladenburg Thalmann Asset Management Inc
One-time or periodic flat consulting fees, subject to negotiation.
Negotiable hourly fee for consulting services; maximum asset-based consulting fee of 0.75% annually.
Highlands Ranch, CO
Colorado · New York
Ladenburg Thalmann Asset Management Inc
2023 - Present (3 years)
Ladenburg Thalmann & Co. Inc.
2023 - Present (3 years)
infinex Investments, Inc.
2013 - 2023 (10 years)
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Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Verified by Warmer
CFP®, Series 63, Series 65, AIF®
Castle Rock, CO
Fidelis Wealth Advisors
Sam began his wealth management career in 2000. He was previously a partner in a registered investment advisory firm in Denver, acting as its Director of Financial Planning, Chief Financial Officer, and OSJ. Sam completed his CERTIFIED FINANCIAL PLANNER™ designation from the CFP® Board of Standards in early 2006. He holds insurance licenses in the State of Colorado for life, accident, property, casualty, and health. He’s also a member of the Financial Planning Association (FPA) and very active in his local chapter. Sam’s been featured on the local Channel 9 news affiliate segment, Moneyline 9 and currently serves his community providing pro bono financial advice to families in distress. He has a unique ability to relate to his clients, help them feel comfortable with difficult topics, and offer advice to meet their individual and family needs. His exceptional talent to see the big picture helps direct specific pieces of the planning puzzle to meet the overall needs of each client. PERSONAL Sam graduated from the University of Phoenix with a major in Finance. He enjoys spending time with his seven children. They participate in many sports activities, and Sam coaches several of his kids’ basketball teams. Sam resides in Castle Rock, Colorado.
Series 63, Series 66
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CFP®, Series 65
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CFP®, Series 66
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