Integrated Wealth Concepts LLC

Integrated Wealth Concepts LLC is an SEC‑registered investment adviser that manages roughly $18.9 billion on behalf of individuals, high‑net‑worth families, trusts, estates, businesses and retirement plans through a network of more than 350 financial advisors. Services include discretionary portfolio management, financial planning and consulting, family office services, and retirement plan advisory delivered via independent advisory representatives operating under multiple d/b/a names.

The firm typically implements long‑term, customized portfolios using mutual funds, ETFs, individual equities and fixed income and can execute strategies through its internal management, unaffiliated third‑party asset managers or sub‑advisers; it also sponsors proprietary model portfolios called the Integrated Models and participates in custodial wrap programs. Integrated treats cash as an asset class, may incorporate alternative exposures (including private funds and interval/closed‑end funds) and client‑directed cryptocurrency exposure via ETFs or separate managers, and it has documented governance for the limited use of artificial intelligence in its processes.

What distinguishes Integrated from many peers is its enterprise scale combined with a platform model that allows advisors to operate with their own legal entities and d/b/a names while the firm sponsors a Custom Series of model portfolios and a wrap program. The brochure also discloses that many advisors are concurrently registered representatives or licensed insurance agents, that the firm receives various economic benefits and transition support from custodians (including event sponsorships and forgivable financing), and that these arrangements can create potential conflicts of interest that Integrated says it manages through disclosures, a Code of Ethics and other controls.