Harborview Asset Management LLC

Harborview Asset Management LLC provides discretionary investment management to individual and high‑net‑worth clients, as well as trusts, charitable organizations and corporations, managing about $124,743,958 on behalf of roughly 15 clients under two principals. The firm also acts as a sub‑advisor to a small number of other investment advisers and, on an exceptional basis, provides consulting to other advisers; client assets are held with qualified custodians and Harborview typically debits fees directly from those accounts.

The firm’s investment approach is centered on fixed‑income strategies—a tax‑exempt municipal strategy and a taxable fixed‑income strategy—supplemented by a single long equity strategy and selective use of mutual funds or ETFs. Harborview generally purchases investment‑grade (BBB or higher) securities, emphasizes structure, duration and credit analysis (including opportunities to swap securities), and typically manages accounts on a discretionary, model‑driven basis while avoiding private investments.

What distinguishes Harborview from many peers is the combination of relatively large assets under management with a very small client base, producing concentrated, customized portfolios and a stated tendency to work principally in non‑qualified (taxable) accounts because of the municipal focus. The firm’s role as a sub‑advisor and its use of institutional “trade‑away” arrangements for third‑party advisers, together with personal trading policies that align employee holdings with firm models and prioritize client trades, are additional operational features that set it apart.