Goldfarb Financial Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$126,389,719
Total clients
5
100% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
5
Average account size
$25,277,944
About
Goldfarb Financial Management provides financial planning, portfolio management, and pension consulting to high-net-worth individuals, trusts, estates, corporations, and other business or institutional clients. The firm reports a small client base with approximately $126 million in assets under management and offers services including retirement planning, cash-flow and tax considerations, and corporate pension consulting.
The firm’s stated investment approach emphasizes safety of principal and liquidity, favoring short-term U.S. government bonds, Treasury money-market funds, and dollar-cost averaging into broad-based blue-chip index funds for equity exposure. It offers both discretionary and non-discretionary engagement terms, executes trades under a limited power of attorney when authorized, and conducts periodic portfolio reviews with custodial statements provided directly to clients.
Distinctive aspects include an explicit focus on serving corporate and institutional clients and providing pension consulting—services less commonly offered by similarly sized independent advisers—combined with a relatively high account minimum (generally $10 million) and a very small client roster, suggesting concentrated, bespoke relationships. The firm operates on a fee-only basis with flexible billing options (hourly, fixed, or asset-based where agreed) and recently became SEC-registered, reflecting its asset scale and regulatory status.
Client services
Expertise
Fee options
Monthly fixed fees determined by the size of the account and additional services requested
Up to $750 per hour
Monthly fixed fees determined by the size of the account and additional services requested
Account minimum: $10,000,000 Minimum fee: Monthly fixed fees determined by the size of the account and additional services requested Fee-only: Fees are negotiable; hourly fees up to $750/hour; fixed monthly fees based on account size; percentage of AUM up to 2% annually
Main office location
Goldfarb Financial Management, LLC
Studio City CA, United States
Number of offices
1
Most active in
California
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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