Advisor at Goldfarb Financial Management, LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Goldfarb Financial Management, LLC
Location
Studio City, CA
Credentials
Series 63, Series 65
Industry experience
34 years
Mark Goldfarb is the sole advisor at Goldfarb Financial Management, LLC, an independent firm located in Studio City, CA. He holds Series 63 and Series 65 licenses and has 34 years of industry experience. His prior work includes roles at Morgan Stanley Private Bank, National Association, and Morgan Stanley Smith Barney between 2009 and 2019. Goldfarb Financial Management provides financial planning, portfolio management, and pension consulting to high-net-worth individuals, trusts, corporations, and institutional clients. The firm emphasizes safety of principal and liquidity, utilizing short-term government-backed bonds, U.S. Treasury money-market funds, and limited equity exposure through dollar-cost averaging into broad blue-chip index funds. It is notable for its formal pension consulting services and focus on a small number of large or specialized accounts.
Based on Goldfarb Financial Management, LLC
Monthly fixed fees determined by the size of the account and additional services requested
Up to $750 per hour
Monthly fixed fees determined by the size of the account and additional services requested
Account minimum: $10,000,000 Minimum fee: Monthly fixed fees determined by the size of the account and additional services requested Fee-only: Fees are negotiable; hourly fees up to $750/hour; fixed monthly fees based on account size; percentage of AUM up to 2% annually
Studio City, CA
California
Morgan Stanley Private Bank, National Association
2015 - 2019 (4 years)
Morgan Stanley Smith Barney
2009 - 2019 (10 years)
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Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Verified by Warmer
CFP®
Calabasas, CA
Greenup Wealth
Aaron Kirsch is a CERTIFIED FINANCIAL PLANNER™ professional and founding partner of GreenUp Wealth Management. He works primarily with individuals and couples who are approaching or living in retirement, helping them design financial plans that support both long-term security and a fulfilling retirement lifestyle. Aaron began his career in financial services in 2001 at a major Wall Street firm and has since worked with clients across a wide range of life stages, both at large institutions and through his own independent wealth management firm. This experience informs his comprehensive approach to financial planning, which integrates retirement income planning, investment management, tax-aware strategies, risk management, and estate planning considerations. He is the co-author of The Rewarding Retirement Workbook, a resource designed to help people think beyond the mechanics of retirement and focus on how they want to live during this stage of life. Aaron’s work emphasizes aligning financial decisions with personal values, priorities, and legacy goals. Aaron holds himself to fiduciary standards and takes a client-centered approach to planning, helping individuals and families navigate financial decisions with clarity and confidence as they transition into and through retirement.
Series 63, Series 65
Los Angeles, CA
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Haleakala Investment Advisors
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Joseph C. Longo, Attorney At Law
CFP®, Series 66
Santa Monica, CA
Guttman Financial Planning
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