D
Dodok Wealth and Investment Advisors LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$15,446,649
Total clients
0
Total advisors
1
of 1 employees
Firm size
Investment Manager
May not manage individual clients
Average clients per advisor
0
Average account size
—
About
Dodok Wealth and Investment Advisors provides investment advisory services on a non-discretionary basis, working with clients to establish strategic asset allocations and to identify compatible money managers and mutual funds. The firm also offers personal financial planning and selective family-office advisory services, provided either on an hourly basis or as fixed-fee projects.
The firm’s investment process centers on manager and fund selection rather than discretionary security trading: DWIA prescribes categories and names of money managers/mutual funds, assists with implementation, and continuously monitors performance and compliance with client guidelines. Clients retain custody and execution choices, and DWIA states it does not determine commission rates or broker‑dealers; as of December 31, 2025 the firm reported $15,446,649 managed on a non‑discretionary basis and no discretionary assets.
Noteworthy for a firm in the investment‑manager category, DWIA’s model emphasizes non‑discretionary oversight and uses hourly billing for planning and family‑office services — practices that are less common among peers. The brochure also discloses that the firm does not receive third‑party compensation for recommended managers, does not aggregate or execute client trades on a discretionary basis, and does not vote client proxies.
Client services
Financial planning
Assets under advisement
Expertise
Wealth management
Fee options
Fixed fee projects based upon the quoted scope of the work
$0 - $5,000,000: 0.75% $5,000,001 - $10,000,000: 0.65% $10,000,001 - $15,000,000: 0.55% $15,000,001 - $20,000,000: 0.45% $20,000,001+: 0.37%
Up to $500 per hour for most services
Account minimum: $2,000,000 Minimum fee: $15,000 annual minimum fee for accounts receiving ongoing asset management services
Main office location
Dodok Wealth and Investment Advisors LLC
5540 Far Hills Ave, Suite 206
Dayton OH 45429, United States
Number of offices
1
Most active in
Dodok Wealth and Investment Advisors LLC has reported serving >5 clients in these states in the last 12 months.
Ohio
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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