Advisor at Dodok Wealth and Investment Advisors LLC
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Firm
Dodok Wealth and Investment Advisors LLC
Location
Dayton, OH 45429
Credentials
Series 65
Industry experience
14 years
James Dodok is the principal of Dodok Wealth and Investment Advisors LLC in Dayton, Ohio, holding a Series 65 designation with 14 years of industry experience. He has managed Dodok Wealth and Investment Advisors since 2010 and is also involved with CYMI Ltd, a private family office. Dodok Wealth and Investment Advisors provides non-discretionary investment advisory and financial planning services primarily to individual clients and families with multi-million dollar account thresholds. The firm focuses on manager selection, strategic asset allocation, and family office advisory work, offering hourly financial planning engagements alongside asset advisory without performance-based fees or third-party manager compensation.
Based on Dodok Wealth and Investment Advisors LLC
Fixed fee projects based upon the quoted scope of the work
$0 - $5,000,000: 0.75% $5,000,001 - $10,000,000: 0.65% $10,000,001 - $15,000,000: 0.55% $15,000,001 - $20,000,000: 0.45% $20,000,001+: 0.37%
Up to $500 per hour for most services
Account minimum: $2,000,000 Minimum fee: $15,000 annual minimum fee for accounts receiving ongoing asset management services
5540 Far Hills Ave., Suite 206
Dayton, OH 45429
Ohio
Dodok Wealth and Investment Advisors LLC
2010 - Present (16 years)
CYMI Ltd
2010 - Present (16 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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What About Us Financial
MY MISSION The first time I remember standing up for injustice was on the playground during 2nd grade recess. A couple of bullies were picking on a scared girl. I marched up and gave these bullies a piece of my mind and the girl and I become best friends. After entering the Financial Services industry in 2007, I quickly realized there were many “bullies” that used their knowledge to intimidate clients into pricey products and services. What About Us Financial was founded in 2019 to stand up against the status quo in Financial Services. We are the 99% that deserve our own beautifully successful life. Money is power. It brings us security and confidence. Saving and investing is not only for the rich. We can all prosper and thrive through thoughtful budgeting, savings and investing. This is my mission in life – to empower the underserved so they may obtain financial freedom and success. MY EXPERIENCE I’m a CERTIFIED FINANCIAL PLANNERTM Professional (CFP®), a Chartered Retirement Planning Counselor (CRPC®), and hold a Masters in Business Administration (MBA) in Management Innovation & Change. I have the letters to demonstrate knowledge, but it is more important to convey my heart to demonstrate compassion. I am a Fiduciary, which is the highest standard of client care. I must always act in the client’s best interest, even when it’s in opposition to mine. (This is big stuff! Do some Googling to see the efforts to hold all advisors to this standard. They have failed, so it’s still a scary world.) MY OFFICE My office is located inside my home in Bellbrook, Ohio. I see no reason to tax environmental (and personal) resources to open a fancy office space. We can meet at your favorite coffee shop, restaurant, office or kitchen table. And there is always video conferencing through Zoom, FaceTime or Skype.
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