Diamond Trail Capital Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$9,820,166
Total clients
14
0% high-net worth
Total advisors
1
of 2 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
14
Average account size
$701,440
About
Diamond Trail Capital Management provides discretionary asset management and financial planning to individuals, retirement and profit‑sharing plans, trusts, estates, charitable organizations, and corporations. The firm also assists clients in selecting and monitoring third‑party investment managers and operates a wrap‑fee program in addition to its non‑wrap services.
Investment programs are managed with a generally long‑term, buy‑and‑hold orientation, employing fundamental and technical analysis across mutual funds, ETFs, stocks, bonds and cash equivalents; accounts are reviewed at least quarterly and clients receive custodial reporting. The adviser may delegate portfolio management to unaffiliated managers, uses custodial platforms (including Schwab and Altruist), and may utilize model portfolios and tax‑management tools as part of portfolio implementation.
Noteworthy characteristics for a firm of this size include its sponsorship of a wrap‑fee program—a feature uncommon among peers—and that its advisory representatives may also be licensed insurance agents who can recommend insurance products for commission, a conflict the firm discloses and says it manages. The firm also highlights professional certifications (CFP® and CIMA®) held by its principal(s) and integration with Altruist’s Model Marketplace and digital account services, which are relatively distinctive operational features for a small adviser.
Client services
Financial planning
Portfolio management
Fee options
Flat fee agreed upon ahead of time for financial planning services, payable upon completion
$0 - $1,000,000: 1.25% $1,000,001 - $5,000,000: 1.00% $5,000,001+: Negotiable
Up to $500 per hour, lesser amounts for paraprofessionals and administrative associates
Account minimum: $1,000 Minimum fee: $1,000 minimum account fee
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Main office location
Diamond Trail Capital Management
Montezuma IA, United States
Number of offices
1
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")