Advisor at Diamond Trail Capital Management
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Diamond Trail Capital Management
Location
Montezuma, IA
Credentials
CFP®, Series 66
Industry experience
18 years
Flat fee agreed upon ahead of time for financial planning services, payable upon completion
$0 - $1,000,000: 1.25% $1,000,001 - $5,000,000: 1.00% $5,000,001+: Negotiable
Up to $500 per hour, lesser amounts for paraprofessionals and administrative associates
Account minimum: $1,000 Minimum fee: $1,000 minimum account fee
Diamond Trail Capital Management
2023 - Present (3 years)
LSB Capital Management, Inc.
2020 - 2023 (3 years)
Lincoln Savings Bank
2018 - 2023 (5 years)
Foreside Fund Services LLC
2017 - 2018 (1 year)
Broker Dealer Financial Services Corp
2015 - 2016 (1 year)
Miles Capital, Inc.
2013 - 2018 (5 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 63, Series 66
Grinnell, IA
Edward Jones
Series 66
New Sharon, IA
Edward Jones
CFA®
Ginnell, IA
Rossby Financial, LLC
Series 65
Grinnell, IA
Rossby Financial, LLC
Series 63, Series 65
Montezuma, IA
Principal Financial Services
Series 66
Grinnell, IA
Principal Financial Services
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