DAI Wealth, LLC

DAI Wealth, LLC, with approximately $330 million in assets under management and a multi‑advisor team, serves a broad mix of individual and institutional clients, including high‑net‑worth individuals, pension and profit‑sharing plans, retirement plan sponsors, charitable organizations, corporations, trusts, foundations, and endowments. The firm provides investment management through separately managed accounts (SMAs), unified managed accounts (UMAs), adviser‑managed accounts (AMAs), mutual‑fund asset allocation programs (MFAA), financial planning, and retirement‑plan advisory services.

DAIW combines advisor‑led customization with third‑party model and platform solutions: its IARs assess client objectives and risk tolerance and implement portfolios using SMAs, UMAs, AMAs or MFAA models delivered via platform providers such as SMArtX, Envestnet, Adhesion, Axxcess and SEI. The firm conducts ongoing due diligence on managers and platforms, applies both fundamental and technical analysis where appropriate, rebalances portfolios, and provides quarterly performance reporting to clients.

Compared with many peers, DAIW serves several uncommon institutional client types for a multi‑team adviser — including sovereign wealth funds, banking/thrift institutions, insurance companies, other investment‑adviser clients, and state or municipal government entities — and provides ERISA fiduciary (3(21)) services to retirement plans. The firm also operates with multiple affiliated businesses (an affiliated broker‑dealer and insurance agency, and related private‑fund and investment‑management entities) and discloses and manages the resulting conflicts of interest when recommending affiliated products, insurance, or alternative investments.