John Martin
Advisor at DAI Wealth, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
About
John Martin is a CFP® with 22 years of industry experience, currently serving as a financial advisor at DAI Wealth, LLC. His prior experience includes roles at DAI Securities, LLC, SagePoint Financial, National Planning Holdings, Ivy Funds Distributor Inc, and Waddell & Reed Inc. DAI Wealth, LLC provides discretionary and non-discretionary investment management and financial planning services to a diverse client base, including individuals, pension plans, charitable organizations, and corporations. The firm employs a multi-advisor platform and uses third-party managers and various account structures to tailor portfolios to client objectives.
Client services
Based on DAI Wealth, LLC
Financial planning
Portfolio management
Selection of other advisers
Expertise
Based on DAI Wealth, LLC
Wealth management
Active portfolio management
Private / alternative investments
Retirement plans for business owners (SEP, solo 401k)
Fee options
Financial Planning and Consulting fees may also be flat fees as agreed with client.
up to 2.50% annually (negotiable, varies by account size and services)
IARs may receive commissions from sale of securities, variable annuities, alternative investments through affiliated broker-dealer DAIS.
$50 to $750 per hour for Financial Planning and Consulting services, subject to one-hour minimum.
Location
Austin, TX
Most active in
John M has reported serving >5 clients in these states in the last 12 months.
Texas
Work history
DAI Securities, LLC
2022 - Present (4 years)
SAGEPOINT FINANCIAL
2017 - 2022 (5 years)
National Planning Holdings
2016 - 2017 (1 year)
UnEmployed
2016 - 2016 (1 year)
Ivy Funds Distributor Inc
2009 - 2016 (7 years)
Waddell & Reed Inc
2009 - 2016 (7 years)
Disclosures
Disclosures include customer complaints, regulatory actions, employment terminations, bankruptcies, and certain legal protections.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Is not active or affiliated with:
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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