B
BTV Capital LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$14,082,966
Total clients
8
63% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
8
Average account size
$1,760,371
About
BTV Capital LLC is a state-registered, single-advisor investment management firm overseeing roughly $14.1 million in discretionary assets across a small number of client accounts. The firm provides portfolio management services to individuals and a variety of other entities under written advisory agreements.
BTV Capital pursues an options, index and futures volatility‑based trading strategy that relies on derivatives and leverage to take short or long positions when it identifies perceived mispricings. The firm characterizes the approach as speculative growth-oriented and notes it is not intended to produce a diversified portfolio, with the potential for significant account volatility and losses.
What distinguishes BTV Capital from many peers is its operational and compensation practices: it actively uses derivatives and permits borrowing within separately managed accounts, and it employs performance-based compensation arrangements for qualified clients. The firm also directs execution and custody through a single broker-dealer, a setup that can influence trade execution and reporting for client accounts.
Client services
Portfolio management
Expertise
Options & derivatives strategies
Active portfolio management
Fee options
$0+: 3% annually (for clients who are not "qualified clients") $0+: 2% annually (for "qualified clients")
20% of net profits for "qualified clients", subject to a high water mark; calculated and deducted quarterly
Account minimum: $10,000
Main office location
BTV Capital LLC
East Burke VT, United States
Number of offices
1
Most active in
BTV Capital LLC has reported serving >5 clients in these states in the last 12 months.
Vermont
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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