Harper Phillips
Advisor at BTV Capital LLC
Updated today
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
About
Harper Phillips is a financial advisor at Btv Capital LLC in Burlington, VT, holding a Series 65 designation with nine years of industry experience. He has been with Btv Capital LLC since 2015 and previously operated Vennor Group LLC as a self-employed advisor from 2002 to 2017. Btv Capital LLC is a single-advisor registered investment adviser providing discretionary investment management and advisory services to a limited number of clients, including individuals, institutions, and pooled vehicles. The firm employs a volatility-based trading strategy focused on equity and index options, futures, and options on futures, using derivatives and leverage with an emphasis on growth and speculation rather than broad diversification.
Fee options
$0+: 3% annually (for clients who are not "qualified clients") $0+: 2% annually (for "qualified clients")
20% of net profits for "qualified clients", subject to a high water mark; calculated and deducted quarterly
Account minimum: $10,000
Location
East Burke, VT
Most active in
Harper P has reported serving >5 clients in these states in the last 12 months.
Vermont
Work history
BTV Capital LLC
2015 - Present (11 years)
Vennor Group Llc (Self Employed)
2002 - 2017 (15 years)
Disclosures
Disclosures include customer complaints, regulatory actions, employment terminations, bankruptcies, and certain legal protections.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Joshua C
Series 65
Essex, VT
Nomadic Value Partners
Patrick H
Series 63, Series 66
East Burke, VT
SPC
Robert T
Series 63, Series 65
St. Johnsbury, VT
OSAIC Institutions, INC.
David G
Series 66
Lyndonville, VT
Edward Jones
Stacey R
Series 66
Saint Johnsbury, VT
LPL Financial
Jacob L
Series 63, Series 66
Saint Johnsbury, VT
LPL Financial
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