Briggs Financial Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$52,000,000
Total clients
148
9% high-net worth
Total advisors
2
of 2 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
74
Average account size
$351,351
About
Briggs Financial serves individual and high‑net‑worth clients, offering discretionary investment management, ongoing financial planning, and in‑house tax preparation. The firm reports roughly $52 million in assets under management and provides portfolio supervision based on each client’s stated objectives and reasonable investment restrictions.
Investment decisions are driven primarily by fundamental analysis with a long‑term orientation, and the adviser does not charge performance‑based fees or accept commissions tied to capital gains. Financial planning is provided as an ongoing service (monthly subscription for most clients and hourly billing for Washington clients), includes use of the eMoney planning platform, quarterly meetings, and an annual plan review.
A notable feature is the firm’s in‑house tax preparation practice, with a published fee schedule for a range of returns and forms (including Form 706 and Form 709) and additional hourly or complexity fees for specialized work. The brochure also discloses that the firm does not accept commissions or third‑party compensation for product sales and that it participates in Charles Schwab’s institutional program for custody and operational support.
Client services
Expertise
Fee options
Tax preparation fixed fees ranging from $30 for additional state returns up to $2,000 for Form 706 Estates; specific fees listed per tax form
$0 - $24,999: 1.50% $25,000 - $99,999: 1.45% $100,000 - $249,999: 1.35% $250,000 - $499,999: 1.25% $500,000 - $999,999: 1.15% $1,000,000 - $1,999,999: 1.0% $2,000,000 - $3,499,999: 0.9% $3,500,000 - $4,999,999: 0.8% $5,000,000+: 0.7%
$400/hour for Financial Planning (Washington State clients); $250/hour for tax preparation complexity work; $250/hour for amended returns and additional tax research
Fee-only: Financial Planning (non-WA clients): $250/month (Basic), $500/month (Intermediate), $1,000/month (Advanced); Financial Planning (WA clients): $400/hour; Tax Preparation fees vary by form, e.g., $250-$2,000 fixed fees plus hourly rates for complexity or additional work
Main office location
Briggs Financial Inc.
Round Lake Beach IL, United States
Number of offices
1
Most active in
California · Illinois · Michigan · Minnesota · Texas · Washington
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
Forms ADV
Quick links
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