Advisor at Briggs Financial Inc.
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Briggs Financial Inc.
Location
Round Lake Beach, IL
Credentials
Series 66
Industry experience
10 years
Steven Briggs is a financial advisor at Briggs Financial Inc. with nine years of industry experience. He holds a Series 66 designation and has worked at Waddell & Reed and Wizards of the Coast prior to founding his own practice. Briggs Financial serves individual and high-net-worth clients by providing discretionary investment management, ongoing financial planning, and in-house tax preparation. The firm manages approximately $52 million in assets and focuses on fundamental analysis with a long-term investment approach.
Based on Briggs Financial Inc.
Based on Briggs Financial Inc.
Tax preparation fixed fees ranging from $30 for additional state returns up to $2,000 for Form 706 Estates; specific fees listed per tax form
$0 - $24,999: 1.50% $25,000 - $99,999: 1.45% $100,000 - $249,999: 1.35% $250,000 - $499,999: 1.25% $500,000 - $999,999: 1.15% $1,000,000 - $1,999,999: 1.0% $2,000,000 - $3,499,999: 0.9% $3,500,000 - $4,999,999: 0.8% $5,000,000+: 0.7%
$400/hour for Financial Planning (Washington State clients); $250/hour for tax preparation complexity work; $250/hour for amended returns and additional tax research
Fee-only: Financial Planning (non-WA clients): $250/month (Basic), $500/month (Intermediate), $1,000/month (Advanced); Financial Planning (WA clients): $400/hour; Tax Preparation fees vary by form, e.g., $250-$2,000 fixed fees plus hourly rates for complexity or additional work
Round Lake Beach, IL
California · Illinois · Michigan · Minnesota · Texas · Washington
Briggs Financial Inc.
2021 - Present (5 years)
Steven Thomas Briggs d/b/a Briggs Financial
2018 - 2020 (2 years)
Self Employed
2017 - 2017 (1 year)
Waddell & Reed
2016 - 2017 (1 year)
Wizards of the Coast
2014 - 2018 (4 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
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Hi, I'm Larry Pershing, CFP® RMA®, a flat fee financial advisor. I focus on helping people age 55+ with their retirement planning and investment management needs for a FLAT fee. Having worked in various wealth management firms in my career, I was surprised to discover many firms try to service everyone, which leads them to being average for all. Some are more concerned with amassing client assets than providing customized recommendations. I started Optimum Retirement Planning because I saw a need for specialists to help clients navigate the complex and challenging financial aspects of retirement. Our offering is different. We don’t work with everyone. We specialize in helping those who are close to and in retirement. We apply the latest financial research for retirement to help answer your complex financial questions. Optimum Retirement Planning is a flat fee financial advisor. This means we charge differently than most financial advisors. We offer retirement planning and investment management for a flat fee. For too long retirees have been overpaying for financial advice due to large commissions and/or being charged a percentage of their assets. When I’m not in the office, I’m on a tennis court, reading a book (finance or science fiction), or spending time with family and friends. I also volunteer for AARP sponsored events that help seniors receive complimentary financial advice. While I live in Chicago, I was born and raised in Los Angeles. I return often, especially during winter. You can take the guy out of California, but you can’t take the California out of the guy!
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