Beacon Capital, LLC

Beacon Capital, LLC provides discretionary asset management to individuals (including high‑net‑worth clients), corporations and retirement plans, and also acts as a 3(21) ERISA advisor for qualified plans. The firm offers ongoing portfolio management, recommends and serves as liaison to third‑party money managers (including wrap and non‑wrap strategies), and reports approximately $239 million in discretionary assets under management.

Portfolios are constructed to match each client’s stated goals, time horizon and risk tolerance through an investment policy statement and ongoing monitoring; the firm describes using fundamental and technical analysis and modern portfolio theory and implements long‑term, short‑term and trading strategies. Account reviews are performed quarterly and the firm relies on custodial arrangements (it names a primary custodian and discloses brokerage selection practices) and third‑party managers to execute strategies and reporting.

Beacon’s brochure discloses past disciplinary matters — a 2011 felony OWI conviction and a 2018 FINRA acceptance, waiver and consent relating to a failure to update Form U4 (the FINRA action included an eight‑month suspension and a deferred fine) — a disclosure uncommon among peer team firms. The brochure also highlights practices that distinguish the firm from many peers: it receives referral fees from third‑party managers, maintains an affiliated insurance practice that generates commission income, and discloses the use of borrowing in separately managed accounts under its custodial arrangements.