James Locke
Advisor at Beacon Capital, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Beacon Capital, LLC
Location
Cedar Rapids, IA 52402
Credentials
Series 63, Series 65
Industry experience
13 years
About
James Locke is a financial advisor at Beacon Capital, LLC with 13 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Beacon Capital since 2017. Outside of his advisory role, he is an assistant wrestling coach at Coe College. Beacon Capital, LLC provides discretionary asset management to individuals, corporations, and retirement plans, offering portfolio management and liaison services to third-party money managers. The firm uses fundamental and technical analysis along with modern portfolio theory to tailor investment strategies to client goals and risk tolerance.
Client services
Based on Beacon Capital, LLC
Portfolio management
Pension consulting
Selection of other advisers
Expertise
Based on Beacon Capital, LLC
Wealth management
Retirement plans for business owners (SEP, solo 401k)
Fee options
$0 - $250,000: 2.20% annually $250,001 - $500,000: 2.00% annually $500,001 - $1,000,000: 1.80% annually $1,000,001 - $2,000,000: 1.60% annually $2,000,001 - $5,000,000: 1.45% annually $5,000,001 - $10,000,000: 1.30% annually $10,000,001+: 1.15% annually
Location
375 Collins Road Ne,, Suite 120
Cedar Rapids, IA 52402
Most active in
James L has reported serving >5 clients in these states in the last 12 months.
Iowa
Work history
Beacon Capital, LLC
2017 - Present (9 years)
LK Design
2015 - 2016 (1 year)
Burrlocke Outdoor Solutions Inc.
2015 - 2020 (5 years)
Locke Financial Planning, LLC
2015 - Present (11 years)
LK Holdings LLC
2014 - Present (12 years)
Vinton Shellsburg High School
2014 - 2017 (3 years)
Voya financial Advisors, Inc.
2013 - 2017 (4 years)
Voya financial Advisors, Inc.
2012 - 2017 (5 years)
Disclosures
Disclosures include customer complaints, regulatory actions, employment terminations, bankruptcies, and certain legal protections.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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