Beacon Bay Asset Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$26,600,000
Clients
43
9% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
43
HighAverage account size
$618,605
About
Beacon Bay Asset Management LLC is a small, independent registered investment advisor that manages approximately $26.6 million for 43 private clients, primarily individuals approaching or in retirement. It provides discretionary portfolio management for individual, retirement, trust and business accounts, investing in equities, options and ETFs, and does not offer separate financial planning or insurance products.
The firm pursues active, tactical equity management using a mix of quantitative fundamental and technical analysis and monitors client accounts daily. Portfolios tend to concentrate in four to five S&P 500 GICS sectors (Energy, Basic Materials, Industrials, Information Technology), generally limit any single equity to about 8% of an account, and use only North American exchange listings (with ADRs for foreign exposure) with holding periods that can range from weeks to over a year.
Notable distinctions include a firmwide policy of 100% discretionary authority with no exceptions, in-house research (no participation in outside investment programs), and reliance on a single institutional custodian with block trading for executions. The firm discloses personal ownership of many client positions and does not vote proxies on clients’ behalf; it also highlights its small-firm ability to exit markets in extreme conditions and does not publish firm-level performance statistics.
Client services
Portfolio management
Expertise
Active portfolio management
Options & derivatives strategies
Demographic focus
Approaching retirement
Fee options
$0 - $500,000: 1.35% $500,000.01 - $1,000,000: 1.00% $1,000,000.01 - $1,500,000: 0.90% $1,500,000.01 - $2,000,000: 0.85% $2,000,000.01 - $2,500,000: 0.80% $2,500,000.01 - $3,000,000: 0.76% $3,000,000.01+: 0.75%
Account minimum: $500,000 Fee-only: Fee only basis; fees debited quarterly in advance from client accounts.
Main office location
Beacon Bay Asset Management LLC
Peoria AZ, United States
Number of offices
1
Most active in
Beacon Bay Asset Management LLC has reported serving >5 clients in these states in the last 12 months.
Arizona · California · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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