Bay Harbor Wealth Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$411,994,411
This total excludes 3 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Total clients
396
33% high-net worth
Total advisors
4
of 6 employees
Firm size
Team
4-10 advisors or $500M+ in AUM
Average clients per advisor
99
Average account size
$1,040,390
About
Bay Harbor Wealth Management advises individuals, high‑net‑worth individuals, and trusts with discretionary asset management, financial planning, and retirement plan consulting. The firm also provides management of donor‑advised fund accounts and direct management of fee‑based fixed annuity sub‑accounts as part of its service offerings.
Its investment approach emphasizes risk‑based asset allocation implemented through ETFs, mutual funds, individual securities, and allocations to third‑party managers and model strategies, including solutions available via the AssetMark platform and DFA’s UMA program. Portfolios are monitored and rebalanced on an ongoing basis, and clients receive consolidated reporting through a Black Diamond portal with an optional account‑aggregation add‑on.
Bay Harbor’s use of multiple third‑party platforms and sub‑advisers is a distinguishing feature: it routinely provides clients with platform and manager disclosure materials (e.g., AssetMark and DFA) and integrates third‑party performance and reporting into its client communications. The firm also discloses platform‑level fee arrangements and past incentive payments from platform providers and accepts advisory engagements to manage donor‑advised fund accounts — practices and commercial relationships that the brochure identifies and explains in detail.
Client services
Financial planning
Portfolio management
Selection of other advisers
Expertise
Charitable giving & philanthropy
Private / alternative investments
Annuities
Tax strategies for small businesses
Occupation focus
Founder/Business Owner
Fee options
Financial planning flat fees range from $500 to $10,000; fixed fees for management services in rare cases.
$0+: Up to 1.4% annually (maximum advisory fee for BHWM directly-managed Historical Accounts) $0+: Up to 1.25% annually (maximum advisory fee for BHWM directly-managed Newer Accounts, AssetMark managed accounts opened after June 10, 2025, and DFA managed accounts) $0+: Up to 1% annually (donor-advised fund accounts advisory fee, billed quarterly in advance) $0+: Up to 0.6% annually (DAFgiving360 administrative fee, tiered starting at 0.6%)
Certain IARs licensed to sell insurance and annuity products earn commissions for sales of insurance products; commissions are separate from advisory fees.
Financial planning and consulting services hourly fees up to $500 per hour.
Account minimum: $500,000 Minimum fee: Financial planning hourly fee up to $500 per hour; flat fees range from $500 to $10,000 Fee-only: Financial planning fees charged hourly or flat fee basis; hourly up to $500/hour, flat fees $500 to $10,000; possibility to waive financial planning fees for asset management clients.
Main office location
Bay Harbor Wealth Management, LLC
201 International Circle, Suite 520
Hunt Valley MD 21030, United States
Number of offices
1
Most active in
Bay Harbor Wealth Management, LLC has reported serving >5 clients in these states in the last 12 months.
Delaware · Florida · Maryland · New Hampshire · North Carolina · Oregon · Pennsylvania · South Carolina · Texas · Virginia
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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