Asset Management Strategies, Inc.

Asset Management Strategies, Inc. advises individuals, pension and profit‑sharing plans, trusts, estates, charitable organizations and small businesses, and also lists institutional clients such as banks or thrift institutions and investment companies. The firm offers personalized financial planning and investment management services — including cash‑flow, retirement and estate planning — and notes availability of IPO access and the use of non‑securities annuities or insurance on either a fee‑only or commission basis.

The firm manages approximately $207.4 million on a discretionary basis for about 2,038 client accounts and conducts regular quarterly reviews of accounts. Its primary investment approach emphasizes asset allocation with a trend‑following framework, implemented mainly through passive index funds and ETFs (and open‑ended fixed‑income funds when appropriate), with trades executed via discount custodians and institutional platform services.

What is distinctive for a team firm is the breadth of client types and business relationships disclosed: the brochure identifies relationships or client work involving banking or thrift institutions, accounting firms, insurance agencies, other investment advisers, and public entities, which is less common among peers. The adviser also operates with a high client‑count per advisor (well over 200 accounts per advisor) and several team members report additional business activities such as life‑insurance product sales and rental real estate.