Advisor at Asset Management Strategies, Inc.
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Asset Management Strategies, Inc.
Location
Frankfort, IN
Credentials
Series 66
Industry experience
15 years
Fees may be charged as a flat amount for specific services in certain circumstances
$0 - $499,999: 1.50% $500,000 - $999,999: 1.25% $1,000,000+: 1.00%
May receive commissions on non-securities annuities and insurance depending on client needs
Fees may be charged per hour for specific services in certain circumstances
Account minimum: No current minimum account size or minimum annual fee Minimum fee: Minimum annual fee is $0, may be waived or reduced based on circumstances Fee-only: Fee-only financial planning and investment management; may charge flat fees or hourly fees for specific services
Center for Wealth Planning
2017 - 2017 (1 year)
Center for Wealth Planning Advisors, Inc.
2016 - 2017 (1 year)
LPL Financial, LLC
2016 - 2017 (1 year)
Edward Jones
2012 - 2016 (4 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
CFP®, Series 66
Frankfort, IN
Edward Jones
CFP®, Series 63, Series 65
Frankfort, IN
Edward Jones
Series 63, Series 66
Frankfort, IN
Edward Jones
Series 66
Frankfort, IN
Edward Jones
ChFC®, Series 66
Frankfort, IN
Edward Jones
ChFC®, Series 66
Frankfort, IN
Edward Jones
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