A to Z Asset Advisors, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$15,869,799
Total clients
48
6% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
48
Average account size
$330,621
About
A to Z Asset Advisors, LLC provides personalized financial planning and discretionary investment management to individuals and families, small businesses, revocable and irrevocable trusts, and estates. The firm manages approximately $15.9 million across about 48 client households and charges asset-based advisory fees, with financial planning included for managed clients and available on an hourly or flat-fee basis for standalone engagements.
The firm’s investment approach emphasizes income generation, principally using preferred stocks, closed-end funds, and exchange-traded funds, and seeks diversification across industries to manage risk; client portfolios are guided by documented Investment Policy Statements that consider age, risk tolerance, tax and estate factors. A to Z operates on a discretionary basis, uses major custodians for custody and trade execution, and provides ongoing oversight including annual written reviews and regular verbal updates.
Noteworthy distinctions include disclosed regulatory and professional events: the brochure reports a 2013 Nevada Secretary of State fine for non-timely filings and a 2020 censure from the CFP Board for an inaccurate renewal response, and it also discloses a Chapter 7 bankruptcy (discharged 2010) of the firm’s sole owner. The firm also distributes a monthly emailed newsletter and weekly market updates to clients, a communications practice that is uncommon among similar independent advisory firms.
Client services
Financial planning
Portfolio management
Newsletters or periodicals
Expertise
General retirement planning
Income planning
Cash flow / budgeting
Fee options
Negotiated flat fees for financial planning consultation without asset management
$0 - $50,000: 2.00% $50,001 - $100,000: 1.50% $100,001 - $500,000: 1.25% $500,001 - $1,000,000: 1.00% $1,000,001+: Negotiable
$250 per hour for financial planning consultation without asset management
Minimum fee: $250 minimum household fee if client assets fall below $12,500 Fee-only: Financial planning consultation without investment management: $250/hour or negotiated flat fee
Main office location
A to Z Asset Advisors, LLC
Aiken SC, United States
Number of offices
1
Most active in
A to Z Asset Advisors, LLC has reported serving >5 clients in these states in the last 12 months.
Nevada · South Carolina
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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