Advisor at A to Z Asset Advisors, LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
A to Z Asset Advisors, LLC
Location
Aiken, SC
Credentials
CFP®, Series 63, Series 65
Industry experience
30 years
Carolyn Lumley is a CFP® professional with 30 years of experience in financial advising. She has worked at A to Z Asset Advisors, LLC since 2008 and previously at Private Client Services LLC from 2014 to 2017. A to Z Asset Advisors, LLC provides personalized financial planning and discretionary investment management to individuals, families, small businesses, trusts, and estates. The firm manages approximately $15.75 million across about 71 client households and employs an income-focused investment strategy using preferred stocks, closed-end funds, and ETFs, combined with comprehensive financial planning services.
Based on A to Z Asset Advisors, LLC
Based on A to Z Asset Advisors, LLC
Negotiated flat fees for financial planning consultation without asset management
$0 - $50,000: 2.00% $50,001 - $100,000: 1.50% $100,001 - $500,000: 1.25% $500,001 - $1,000,000: 1.00% $1,000,001+: Negotiable
$250 per hour for financial planning consultation without asset management
Minimum fee: $250 minimum household fee if client assets fall below $12,500 Fee-only: Financial planning consultation without investment management: $250/hour or negotiated flat fee
Aiken, SC
Nevada · South Carolina
Private Client Services Llc.
2014 - 2017 (3 years)
A to Z Asset Advisors, LLC
2008 - Present (18 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 65
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CFA®, Series 63, Series 65
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Wynn Capital
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Integrated Planning LLC
Series 63, Series 65
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Parvin Asset Management, LLC
Series 65
Aiken, SC
Integrated Planning LLC
Series 65
Augusta, GA
Wynn Capital
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