Wealth Mode
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$12,486,401
Clients
88
5% high-net-worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor with up to 2 employees
Average account size
$141,891
About
Wealth Mode serves individual and small‑business clients, including individuals with complex employee benefits or business‑owner needs, offering financial planning, investment management and tax return preparation and representation. Like many independent advisers, it provides portfolio management for individuals and uses asset‑based fees alongside fixed‑fee and hourly planning engagements.
The firm implements investment programs primarily through third‑party money managers and passive, model‑based portfolios grounded in Modern Portfolio Theory, using formal risk‑profiling questionnaires to establish client allocations. Comprehensive planning clients receive an upfront plan and ongoing monitoring with a schedule of semi‑annual reviews, coordinated implementation and periodic rebalancing or plan updates.
Compared with typical solo independent firms, Wealth Mode offers an uncommon mix of public education and outreach—online courses, webinars and in‑person seminars—while also providing fee‑based tax services (including tax return preparation and IRS representation through the firm owner’s Enrolled Agent credential). It also extends into small‑business support (bookkeeping review, payroll coordination, entity setup/maintenance), broadening its service set beyond the standard planning plus AUM management model.
Client services
Expertise
Occupation focus
Fee options
Power Hour Consultation flat fee starting at $350; Student Loan Plan from $450 to $650; One-Time Financial Plan ranging from $1,500 to $7,500; business support upfront fees from $300 to $2,000; monthly business support fees $100 to $1,500; tax preparation fees vary, often fixed or hourly-based.
$0 - $100,000: $250 minimum fixed fee per household annually $100,000.01+: 0.10% of assets under management annually
$150 per hour for Custom Consultation financial planning services.
Ongoing comprehensive financial planning annual fee ranges from $1,800 to $48,000 paid monthly ($150 to $4,000/month) or quarterly ($450 to $12,000/quarter) in advance after initial upfront fee.
Minimum fee: $250 minimum annual fee per household for clients not enrolled in comprehensive financial planning services and with up to $100,000 AUM. Fee-only: Fixed fees for financial planning services ranging from $350 for Power Hour Consultation, $450-$650 for Student Loan Plan, and $1,500 to $7,500 for One-Time Financial Plans; hourly fees at $150/hour; business support services from $300 upfront and $100-$1,500 per month; tax preparation fees based on complexity or hourly consultation.
Main office location
Wealth Mode
450 S 400 E, Ste 261
Bountiful UT 84010, United States
Number of offices
1
Most active in
California · Louisiana · Texas · Utah
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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