Pathway Financial Planning, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$28,339,533
Total clients
120
3% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
120
Average account size
$236,163
About
Pathway Financial Planning, Inc. provides fee‑based investment management and financial planning to individuals and small businesses, offering asset management (including held‑away account oversight), hourly financial planning and solicitation of third‑party money managers. The firm reports approximately $28.34 million in non‑discretionary assets under management as of December 31, 2025, with no discretionary AUM reported.
The firm offers both discretionary and non‑discretionary arrangements in its disclosure, but in practice works under client‑approved, non‑discretionary authority for current assets and documents client goals with investment policy statements and quarterly reviews. Investment analysis uses a mix of fundamental, technical, cyclical and quantitative methods, and the firm describes using an order‑management system to implement tax‑efficient allocation and opportunistic rebalancing for held‑away accounts such as 401(k)s and HSAs.
Noteworthy distinctions include an affiliated insurance practice whose principal sells insurance products (disclosed as a potential conflict of interest) and the firm’s role as a solicitor for third‑party managers, receiving solicitor fees—arrangements that are specifically disclosed and subject to client consent. The firm also conducts free educational seminars and workshops for the public, a service the brochure highlights alongside its conflict‑of‑interest disclosures and mitigation measures.
Client services
Expertise
Occupation focus
Fee options
$0 - $500,000: 1.00% annually (current), increasing to 1.10% annually beginning 4/1/26 $500,001 - $1,000,000: 0.90% annually (current), increasing to 0.99% annually beginning 4/1/26 $1,000,001 - $1,500,000: 0.75% annually (current), increasing to 0.825% annually beginning 4/1/26 $1,500,001 - $2,000,000: 0.65% annually (current), increasing to 0.715% annually beginning 4/1/26 $2,000,001+: 0.55% annually (current), increasing to 0.605% annually beginning 4/1/26
$200 per hour for financial planning and consulting services (negotiable)
Fee-only: Negotiable hourly fee of $200 for financial planning and consulting services
Main office location
Pathway Financial Planning, Inc.
780 Pilot House Drive, Suite 100 C
Newport News VA 23606, United States
Number of offices
1
Most active in
Texas · Virginia
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
Forms ADV
Quick links
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")